Edwin D. Miller
Professional summary
Edwin Dunn Miller, who also goes by Ed Miller, Edwin Dunn Miller, Edwin Miller, William Edwin Dunn Miller, Edwin William, is a registered financial professional currently at EQUITABLE DISTRIBUTORS, LLC located in New York, New York.
Edwin is registered as a RR (Registered Representative) and started their career in finance in 1989. Edwin has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edwin Dunn Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2024 - Present
EQUITABLE DISTRIBUTORS, LLC
Office #1: 1345 Avenue Of The Americas, New York, NY 10105July 22, 2022 - September 25, 2023
WELLS FARGO CLEARING SERVICES, LLC
July 22, 2022 - September 25, 2023
WELLS FARGO CLEARING SERVICES, LLC
December 20, 2000 - July 1, 2021
NATIONWIDE INVESTMENT SERVICES CORPORATION
June 3, 1998 - December 31, 2000
NATIONWIDE SECURITIES, LLC
August 1, 1996 - March 26, 1998
TRANSAMERICA CAPITAL, LLC
September 12, 1994 - July 11, 1996
GLOBAL ATLANTIC DISTRIBUTORS, LLC
March 21, 1989 - April 18, 1990
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2024)
Exams
FINRA
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
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