Anthony C. Capraro Iii

STATE FARM INVESTMENT MANAGEMENT

Manchester, NH 03102-2908

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CRD#: 1920107

Professional summary

Anthony Charles Capraro Iii, who also goes by Anthony C III Capraro, Anthony Charles Capraro III, Anthony Charles Capraro, Tony Capraro, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Manchester, New Hampshire and STATE FARM VP MANAGEMENT CORP. located in Middlefield, Connecticut.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Anthony has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony C Iii Capraro | Anthony Charles Capraro Iii | Anthony Charles Capraro | Tony Capraro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Anthony Capraro's Insurance Agency; Insurance Agency; Investment-related; 510 Kelley St Manchester, NH 03102-2908; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 04/01/2008; 80; 80; Service customers and supervise employees.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Charles Capraro Iii's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 20, 2018 - Present

STATE FARM INVESTMENT MANAGEMENT CORP.

Office #1: 510 Kelley Street, Manchester, NH 03102-2908

RIA

CRD#: 3487

Manchester, NH

Current

October 9, 2007 - Present

STATE FARM VP MANAGEMENT CORP.

Office #1: 6 Way Rd Suite 214, Middlefield, CT 06455

CRD#: 43036

Middlefield, CT

Past

August 13, 2007 - September 25, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MANCHESTER, NH

Past

July 31, 2007 - September 25, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MANCHESTER, NH

Past

July 7, 2003 - April 3, 2006

CHITTENDEN SECURITIES, LLC.

RIA

CRD#: 45190

MANCHESTER, NH

Past

July 7, 2003 - April 3, 2006

CHITTENDEN SECURITIES, LLC.

CRD#: 45190

MANCHESTER, NH

Past

November 18, 1998 - July 11, 2003

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

MANCHESTER, NH

Past

December 3, 1996 - July 11, 2003

CITIZENS SECURITIES, INC.

CRD#: 39550

JOHNSTON, RI

Past

November 1, 1996 - November 25, 1996

CITIZENS SECURITIES, INC.

CRD#: 39550

Past

September 13, 1989 - November 21, 1996

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

September 13, 1989 - November 21, 1996

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STATE FARM INVESTMENT MANAGEMENT CORP.

STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.

CRD#: 3487 / SEC#: 801-8184, 8-13379

RIA

Registered Investment Advisory firm - SEC (12/14/1971 Approved)

Terminated by SEC on 06/30/2001

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maine
(5/20/2025)

IAR

Maine
(5/20/2025)

New Hampshire
(10/9/2007)

IAR

New Hampshire
(8/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/29/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/13/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/28/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/1/1999

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 4/25/1997

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

STATE FARM INVESTMENT MANAGEMENT CORP.

STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.

CRD#: 3487 / SEC#: 801-8184, 8-13379

RIA

Registered Investment Advisory firm - SEC (12/14/1971 Approved)

Terminated by SEC on 06/30/2001

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Contact information

Main Address

One State Farm Plaza B-2, Bloomington, IL 61710-0001

Mailing Address

Phone number

(800) 447-0740

Established

Delaware since 12/09/1966

Firm type

Corporation

Fiscal year end

November

# of Employees

150

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STATE FARM INVESTMENT MANAGEMENT CORP. WRAP FEE BROCHURE (3/25/2025)

STATE FARM INVESTMENT MANAGEMENT CORP. WRAP FEE PROGRAM BROCHURE (3/25/2025)

Direct owners and executive officers

Name	Position	CRD#
STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY	OWNER
CHEVALIER, JEREL SAM	ASSISTANT SECRETARY-TREASURER	2209892
GRIMES, DAVID ROY	VICE PRESIDENT & SECRETARY	1432710
GRIZZLE, DAVID RAY	ASSISTANT SECRETARY/TREASURER	4084087
HORTON, STEPHEN LOWELL	ASSISTANT SECRETARY	3124493
JAYNES, DONALD ONEIL	ASSISTANT SECRETARY	3124497
JOSLIN, ROGER SCOTT	DIRECTOR, VICE PRESIDENT & TREASURER	262350
KILLIAN, JOHN JOSEPH	DIRECTOR	2614915
MOORE, DAVID MICHAEL	ASSISTANT SECRETARY	2876793
MOSER, KURT GEORGE	DIRECTOR & SENIOR VICE PRESIDENT	2065254
RUST, EDWARD BARRY JR	DIRECTOR AND PRESIDENT	1450795
THOMAS, HOWARD ANDREW	ASSISTANT SECRETARY-TREASURER	3150520
TIPSORD, MICHAEL LEON	ASSISTANT SECRETARY	1943922
TROSINO, VINCENT JOSEPH	DIRECTOR	1780681

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 11,294,815,444

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony C. Capraro Iii

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Charles Capraro Iii's CRS (Customer Relationship Summary).

Certified licenses

Experience

STATE FARM VP MANAGEMENT CORP.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CHITTENDEN SECURITIES, LLC.

CHITTENDEN SECURITIES, LLC.

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

STATE FARM INVESTMENT MANAGEMENT CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/1998

Series 63

Date: 9/29/1989

SIE

Date: 10/1/2018

Series 7

Date: 9/13/1999

Series 6

Date: 7/28/1989

Series 24

Date: 11/1/1999

Series 26

Date: 4/25/1997

FINRA

Current Firm

STATE FARM INVESTMENT MANAGEMENT CORP.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

STATE FARM INVESTMENT MANAGEMENT CORP.

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