Raymond A. Menna

VERITY ASSET MANAGEMENT

RONKONKOMA, NY 11779-7600

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CRD#: 1918097

Professional summary

Raymond Adam Menna, CFP®, who also goes by Ray Menna, Raymond Menna, is a registered financial advisor currently at VERITY ASSET MANAGEMENT located in Ronkonkoma, New York and VERITY INVESTMENTS, INC. located in Ronkonkoma, New York.

Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Raymond has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ray Menna | Raymond Menna

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) VERITY ASSET MGMT - 8/26/20 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - CEO, Registered Investment Representative, Invt Rel, RA business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) VERITY FINANCIAL - 8/26/20 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - CEO, Insurance Agent, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 3.) MENNA WEALTH PLANNING - 9/1/20 -3075 Vets Mem Hwy, Suite 130, Ronkonkoma, NY 11779 - CEO, Financial Advisor, Invt Rel, Financial planning business, 160 hrs/mo; 160 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Adam Menna's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

October 21, 2020 - Present

VERITY ASSET MANAGEMENT

Office #1: 3075 Veterans Memorial Hwy Ste 130, Ronkonkoma, NY 11779-7600

RIA

CRD#: 158667

RONKONKOMA, NY

Current

August 31, 2020 - Present

VERITY INVESTMENTS, INC.

Office #1: 3075 Veterans Memorial Highway Suite 130, Ronkonkoma, NY 11779

CRD#: 41527

Ronkonkoma, NY

Current

November 11, 2025 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

SUMMIT, NJ

Past

August 13, 2010 - May 30, 2019

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

FARMINGVILLE, NY

Past

August 12, 2010 - May 30, 2019

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

FARMINGVILLE, NY

Past

July 25, 2002 - August 19, 2010

ASSET & FINANCIAL PLANNING, LTD

RIA

CRD#: 110709

RONKONKOMA, NY

Past

May 16, 2001 - May 18, 2005

MUTUAL CAPITAL CORP.

CRD#: 106813

RONKONKOMA, NY

Past

November 1, 1990 - August 19, 2010

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

RONKONKOMA, NY

Past

October 10, 1990 - November 1, 1990

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

Past

June 26, 1989 - October 17, 1990

REICH & CO., INC.

CRD#: 19611

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERITY ASSET MANAGEMENT

ENCOMPASS MORE | VERITY ASSET MANAGEMENT, INC. | VERITY ASSET MANAGEMENT

CRD#: 158667 / SEC#: 801-66730

RIA

Registered Investment Advisory firm - (5/26/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/31/2020)

Connecticut
(9/25/2020)

Connecticut
(11/11/2025)

Delaware
(4/3/2025)

Florida
(11/5/2020)

Massachusetts
(1/14/2021)

New Jersey
(10/20/2020)

New York
(9/21/2020)

IAR

New York
(10/27/2021)

North Carolina
(11/13/2020)

Pennsylvania
(10/27/2020)

South Carolina
(2/9/2021)

South Carolina
(11/11/2025)

IAR

Texas
(1/18/2025)

Texas
(7/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/2/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/5/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/1990

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/22/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/9/1996

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

VERITY ASSET MANAGEMENT

ENCOMPASS MORE | VERITY ASSET MANAGEMENT, INC. | VERITY ASSET MANAGEMENT

CRD#: 158667 / SEC#: 801-66730

RIA

Registered Investment Advisory firm - (5/26/2006 Approved)

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Contact information

Main Address

280 S Mangum St Ste 550, Durham, NC 27701-3676

Mailing Address

Phone number

(919) 490-6717

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (8/29/2025)

Regulatory assets under management

Total Number of Accounts	7,199
AUM (Assets Under Management)	$ 1,041,329,944

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Raymond A. Menna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Adam Menna's CRS (Customer Relationship Summary).

Certified licenses

Experience

VERITY INVESTMENTS, INC.

THE LEADERS GROUP, INC.

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

ASSET & FINANCIAL PLANNING, LTD

MUTUAL CAPITAL CORP.

PRIME CAPITAL SERVICES, INC.

PRIME CAPITAL SERVICES, INC.

REICH & CO., INC.

Primary Firm SEC Registration

VERITY ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 7/2/2021

Series 63

Date: 7/5/1989

SIE

Date: 10/1/2018

Series 7

Date: 10/2/1990

Series 6

Date: 6/22/1989

Series 24

Date: 2/9/1996

FINRA

Current Firm

VERITY ASSET MANAGEMENT

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VERITY ASSET MANAGEMENT

TRUST BUT VERIFY

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