GE
George G. Elkin
CETERA INVESTMENT ADVISERS LLC
BOHEMIA, NY 11716
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CRD#: 1913021
GE
Professional summary
George Gary Elkin, who also goes by George G Elkin, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bohemia, New York and CETERA WEALTH SERVICES, LLC located in Bohemia, New York.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. George has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
George G Elkin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: NORTH RIDGE WEALTH PLANNING INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES DBA START DATE: 09/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: FIXED INSURANCE VARIOUS PRODUCTS INVESTMENT RELATED:YES ADDRESS: SAME A REGISTERED LOCATION NATURE OF BUSINESS FIXED INSURANCE START DATE: 10/2023 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: SELL LIFE AND ANNUITIES; 3. NAME OF OTHER BUSINESS: AIRBNB RENTAL; INVESTMENT RELATED: NO; ADDRESS: 390 SANDHILL ST, MARCO ISLAND, FL 34145; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: AIRBNB RENTAL;
CRS (Client Relationship Summary) - RIA
Click below to view George Gary Elkin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3920 Veterans Memorial Hwy Suite 1, Bohemia, NY 11716RIA
CRD#: 105644
BOHEMIA, NY
Current
September 9, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3920 Veterans Memorial Hwy Suite 1, Bohemia, NY 11716BD
CRD#: 13572
BOHEMIA, NY
Past
November 10, 2009 - September 10, 2024
AMERICAN PORTFOLIOS ADVISORS, INC
RIA
CRD#: 112697
HOLBROOK, NY
Past
September 7, 2001 - September 10, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
Bohemia, NY
Past
May 7, 1996 - October 16, 2001
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
September 28, 1993 - May 24, 1996
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
BD
CRD#: 2864
BRYAN, OH
Past
August 19, 1993 - November 5, 1993
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 19, 1993 - November 5, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
March 9, 1989 - April 27, 1990
BARRETT DAY SECURITIES, INC.
BD
CRD#: 17717
NEW YORK, NY
Past
January 24, 1989 - March 10, 1989
INVESTORS CENTER, INC.
BD
CRD#: 14670
HAUPPAGUE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/9/2024)
RR
California(9/9/2024)
RR
Colorado(9/9/2024)
RR
Connecticut(9/9/2024)
RR
Delaware(9/9/2024)
RR
Florida(9/9/2024)
IAR
Florida(11/18/2024)
RR
Georgia(9/9/2024)
RR
Maine(9/9/2024)
RR
Maryland(9/9/2024)
RR
Massachusetts(9/9/2024)
RR
Minnesota(9/9/2024)
RR
Montana(9/9/2024)
RR
Nevada(9/9/2024)
RR
New Hampshire(9/9/2024)
RR
New Jersey(9/9/2024)
RR
New York(9/9/2024)
IAR
New York(9/9/2024)
RR
North Carolina(9/9/2024)
RR
Pennsylvania(9/9/2024)
RR
Rhode Island(9/9/2024)
RR
South Carolina(9/9/2024)
RR
South Dakota(9/9/2024)
RR
Tennessee(9/9/2024)
RR
Texas(9/9/2024)
IAR
Texas(9/10/2024)
RR
Vermont(9/9/2024)
RR
Virginia(9/9/2024)
RR
Washington(9/9/2024)
RR
Wisconsin(9/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Bohemia, NY 11716TRUST BUT VERIFY
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Contact information
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