Maureen E. Armstrong
AA FINANCIAL ADVISORS
Columbus, OH 43215
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CRD#: 1911853
Professional summary
Maureen Elizabeth Armstrong, CFP®, who also goes by Maureen Elizabeth Arber, is a registered financial advisor currently at AA FINANCIAL ADVISORS, LLC located in Columbus, Ohio and KESTRA INVESTMENT SERVICES, LLC located in Columbus, Ohio.
Maureen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Maureen has worked at 3 firms and has passed the SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Maureen Elizabeth Arber
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Finances Simplified, LLC Investment Related: No Address: 2801 Connecticut Ave. NW #20 Washngton DC 20008 Nature of Business: Tax/Accounting/CPA Title: Introducing clients to this business to help them solve bookkeeping issues they have. Start Date: 8/1/2021 Hrs/mth: 0% - 10% (0 - 16 hours) Hrs/mth during trading hours: 0% - 10% (0 - 14 hours) Duties: Marketing Name: AFC 2019 Reserves Investment Related: No Address: 150 E. Broad St., STE 100 Columbus OH 43215 Nature of Business: Hold assets of our firm for profit partners Title: member & Vice-President Start Date: 8/19/2019 Hrs/mth: 0% - 10% (0 - 16 hours) Hrs/mth during trading hours: 0% - 10% (0 - 14 hours) Duties: Annual update to values for capital contribution calculations. Maybe 1 hr a yeara. Name: MEA Ins. Services, LLC Investment Related: Yes Address: 484 Blandings Ct Worthington OH 43085 Nature of Business: Consulting; Insurance Title: Consultant Start Date: 2/1/2019 Hrs/mth: 0% - 10% (0 - 16 hours) Hrs/mth during trading hours: 0% - 10% (0 - 14 hours) Duties: Consult to Antolino & Associates, Inc. in regards to the insurance products that are available and which products they might want to use for specific client circumstances Name: A Team Cooling Towers LLC Investment Related: No Address: 484 Blandings Ct. Worthington OH 43085 Nature of Business: Statutory Agent only. Ohio Resident for Cousin who has business in FL and MD that does business here as well. Title: Statutory Agent only. Start Date: 5/27/2014 Hrs/mth: 0% - 10% (0 - 16 hours) Hrs/mth during trading hours: 0% - 10% (0 - 14 hours) Duties: Receive mail, sign document to renew LLC licence in OH Name: Antolino Irrevocable Family Trust Investment Related: No Address: 150 E. Broad St. Columbus OH 43215 Nature of Business: Legal/Attorney/Trustee/Executor Title: Trustee Start Date: 6/1/2016 Hrs/mth: 0% - 10% (0 - 16 hours) Hrs/mth during trading hours: 0% - 10% (0 - 14 hours) Duties: Review statements, organize data. Name: Compund I & Compound II Trust Investment Related: No Address: 1 Miranova Place Suite 2105 Columubus OH 43215 Nature of Business: Other Other/None of the Above Annual meeting with Grantors to decide if changes to their family plan so it can be executed at the time of death(s) Title: Trustee Start Date: 8/9/2013 Hrs/mth: 0% - 10% (0 - 16 hours) Hrs/mth during trading hours: 0% - 10% (0 - 14 hours) Duties: To execute trust parameters with prudent man principals. Name: AA Financial Advisors Investment Related: Yes Address: 150 E. Broad St. Columbus OH 43215 Nature of Business: Consulting; Investment Advisory services through Kestra Advisory Services, LLC Title: An Advisor Start Date: 10/27/1994 Hrs/mth: 41% - 50% (65 - 80 hours) Hrs/mth during trading hours: 41% - 50% (57 - 70 hours) Duties: Meet with clients to be sure their investment portfolio is in line with their plan; Review The Cricket Company models to be sure they still represent the allocation we desire for our clients. Name: Antolino & Associates, Inc. Investment Related: Yes Address: 150 E. Broad St. Columbus OH 43215 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Title: Employee/ Client Manager Start Date: 10/27/1987 Hrs/mth: 51% - 60% (81 - 96 hours) Hrs/mth during trading hours: 51% - 60% (71 - 84 hours) Duties: Meet with clients to determine goals and structure solutions to solve those goals Name: CORNERSTONE CONTROLS INC. BOARD POSITION POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 09/01/2025 ADDRESS: 484 Blandings Ct., Worthington OH 43085, United States DESCRIPTION: 4 meetings a year and available for intermittent questions.
CRS (Client Relationship Summary) - RIA
Click below to view Maureen Elizabeth Armstrong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
March 24, 2006 - Present
AA FINANCIAL ADVISORS, LLC
Office #1: 150 E. Broad St. Suite 100, Columbus, OH 43215RIA
CRD#: 119829
Columbus, OH
Current
April 28, 2006 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 150 E. Broad St Suite 100, Columbus, OH 43215BD
CRD#: 42046
Columbus, OH
Past
June 5, 2001 - December 31, 2005
AA FINANCIAL ADVISORS, LLC
RIA
CRD#: 119829
COLUMBUS, OH
Past
February 9, 1998 - May 11, 2006
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AA FINANCIAL ADVISORS, LLC
AA FINANCIAL ADVISORS, LLC | THE CRICKET COMPANY | J.E. MORRISON & ASSOCIATES, INC. | BARTON & ASSOCIATES, INC. | ANTOLINO AND ASSOCIATES, INC. DBA AA FINANCIAL ADVISORS | ANTOLINO AND ASSOCIATES, INC.
CRD#: 119829 / SEC#: 801-125806
RIA
Registered Investment Advisory firm - (6/3/2022 Approved)Louisiana
Registered Investment Advisory firm - (6/21/2022 Terminated)Ohio
Registered Investment Advisory firm - (6/23/2022 Terminated)Texas
Registered Investment Advisory firm - (6/21/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Ohio(3/24/2006)
RR
Ohio(4/28/2006)
IAR
Tennessee(10/14/2024)
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
AA FINANCIAL ADVISORS, LLC
AA FINANCIAL ADVISORS, LLC | THE CRICKET COMPANY | J.E. MORRISON & ASSOCIATES, INC. | BARTON & ASSOCIATES, INC. | ANTOLINO AND ASSOCIATES, INC. DBA AA FINANCIAL ADVISORS | ANTOLINO AND ASSOCIATES, INC.
CRD#: 119829 / SEC#: 801-125806
RIA
Registered Investment Advisory firm - (6/3/2022 Approved)Louisiana
Registered Investment Advisory firm - (6/21/2022 Terminated)Ohio
Registered Investment Advisory firm - (6/23/2022 Terminated)Texas
Registered Investment Advisory firm - (6/21/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
150 E. Broad St. Suite 100, Columbus, OH 43215
Mailing Address
Phone number
(614) 442-3355
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,097 |
| AUM (Assets Under Management) | $ 1,012,205,353 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
