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CRD#: 160135
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

WAVECREST SECURITIES LLC is located at 205 Powell Place, Brentwood, TN 37027 and was first established at New Orleans, Delaware in 12/02/2011. After operating for 14 years, WAVECREST SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of WAVECREST SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. WAVECREST SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at WAVECREST SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access WAVECREST SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at WAVECREST SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for WAVECREST SECURITIES LLC Comes From

Understanding the Statistics for WAVECREST SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
205 Powell Place, Brentwood, TN 37027
Mailing Address
205 Powell Place, Brentwood, TN 37027
Firm Size
Small
Phone Number
(646) 558-6322
Established
Delaware since 12/02/2011
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
WAVECREST HOLDINGS LLCOWNER
CREIGHTON, JOHN MATTHEWFINOP1909492
MACK, KRISTOFFER BPRESIDENT & MANAGING MEMBER1600055
RAPELLO, PAUL STUARTCHIEF COMPLIANCE OFFICER & MANAGING MEMBER1726017

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Advisor's working at WAVECREST SECURITIES LLC

PR

Paul Stuart Rapello

RR
CRD#: 1726017
Location:
Brentwood, TN 37027
Company:
WAVECREST SECURITIES LLC
Disclosures:
Experience:
17 years
View Profile
KM

Kristoffer B Mack

Kris Mack
RR
CRD#: 1600055
Location:
New York, NY 10022
Company:
WAVECREST SECURITIES LLC
Disclosures:
Experience:
38 years
View Profile
JC

John Matthew Creighton

RR
CRD#: 1909492
Location:
Brentwood, TN 37027
Company:
WAVECREST SECURITIES LLC
Disclosures:
Experience:
37 years
View Profile
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