GL
George J. Limbach
COMPASS ION ADVISORS
Conshohocken, PA 19428
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CRD#: 1908368
GL
Professional summary
George Joseph Limbach is a registered financial advisor currently at COMPASS ION ADVISORS, LLC located in Conshohocken, Pennsylvania and KEEL POINT CAPITAL, LLC located in Conshohocken, Pennsylvania.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. George has worked at 8 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) NAME OF OBA: ST. MARY MAGDALENE COMMUNITY; ADDRESS OF OBA: DREXEL HILL, PA 19026; NATURE: CHURCH COMMUNITY; INVESTMENT RELATED: NO; TITLE WITH OBA: TREASURER; DUTIES: COLLECT RECEIPTS, PAY BILLS, MAINTAIN BOOKS AND PROVIDE FINANCIAL REPORTS; START DATE: 08/2015; APPROX. NUMBER OF HOURS/MONTH: 5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (2.) NAME OF OBA: PAR-RECYCLE WORKS; ADDRESS OF OBA: PHILADELPHIA, PA 19144; NATURE: NOT FOR PROFIT ORGANIZATION PROVIDING EMPLOYMENT TO EX-OFFENDERS BY RECYCLING OBSOLETE ELECTRONICS; INVESTMENT RELATED: NO; TITLE WITH OBA: PRESIDENT / BOARD CHAIR; DUTIES: OVERSIGHT OF BOARD AND FUNDRAISING; START DATE: 11/26/2014; APPROX. NUMBER OF HOURS/MONTH: 10; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (3.) NAME OF OBA: THE JAZZ SANTUARY; ADDRESS OF OBA: PHILADELPHIA, PA 19130; NATURE: NON-PROFIT MUSIC ORGANIZATION; INVESTMENT RELATED: NO; TITLE WITH OBA: BOARD MEMBER; DUTIES: ATTEND BOARD MEETINGS, PROVIDE ORGANIZATIONAL GUIDANCE; START DATE: 01/2018; APPROX. NUMBER OF HOURS/MONTH: 1-2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (4.) NAME OF OBA: MISSIONARY SISTERS OF THE HOLY ROSARY; ADDRESS OF OBA: BRYN MAWR, PA 19101; NATURE: INVESTMENT COMMITTEE; INVESTMENT RELATED: YES; TITLE WITH OBA: INVESTMENT COMMITTEE MEMBER; DUTIES: REVIEW AND EVALUATE ACTIVITIES OF THE INVESTMENT ADVISOR AND REVIEW THEIR RECOMMENDATIONS AND PROVIDE APPROVAL AS APPROPRIATE; START DATE: 03/01/2023; APPROX. NUMBER OF HOURS/MONTH: 5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0;
CRS (Client Relationship Summary) - RIA
Click below to view George Joseph Limbach's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 22, 2013 - Present
COMPASS ION ADVISORS, LLC
Office #1: 300 Conshohocken State Road Suite 230, Conshohocken, PA 19428RIA
CRD#: 166418
Conshohocken, PA
Current
January 6, 2023 - Present
KEEL POINT CAPITAL, LLC
Office #1: 300 Conshohocken State Road #230, Conshohocken, PA 19428BD
CRD#: 6769
Conshohocken, PA
Past
January 7, 2009 - December 5, 2009
EGE ADVISORS, LTD.
RIA
CRD#: 113625
KING OF PRUSSIA, PA
Past
December 2, 2008 - January 29, 2014
COMPREHENSIVE CAPITAL MANAGEMENT, INC.
RIA
CRD#: 119890
ROCKAWAY, NJ
Past
December 2, 2008 - January 13, 2023
APW CAPITAL, INC.
BD
CRD#: 43814
WEST CONSHOHOCKEN, PA
Past
September 7, 2001 - December 31, 2008
EGE ADVISORS, LTD.
RIA
CRD#: 113625
KING OF PRUSSIA, PA
Past
July 13, 2001 - December 31, 2008
EMERGING GROWTH EQUITIES, LTD.
BD
CRD#: 47040
KING OF PRUSSIA, PA
Past
January 4, 1999 - July 24, 2001
INVESTEC INC.
BD
CRD#: 18553
NEW YORK, NY
Past
January 9, 1989 - January 7, 1999
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
COMPASS ION ADVISORS, LLC
COMPASS ION ADVISORS, LLC
CRD#: 166418 / SEC#: 801-78503
RIA
Registered Investment Advisory firm - (8/30/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(1/6/2023)
IAR
Florida(8/2/2024)
RR
Maryland(1/6/2023)
RR
Massachusetts(1/13/2023)
RR
New York(1/6/2023)
IAR
Pennsylvania(11/22/2013)
RR
Pennsylvania(1/13/2023)
IAR
Texas(11/23/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
COMPASS ION ADVISORS, LLC
COMPASS ION ADVISORS, LLC
CRD#: 166418 / SEC#: 801-78503
RIA
Registered Investment Advisory firm - (8/30/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Conshohocken State Road Suite 230, Conshohocken, PA 19428
Mailing Address
Phone number
(610) 228-2200
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,547 |
| AUM (Assets Under Management) | $ 1,328,104,988 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/07/2024 | ||
| 04/17/2024 | ||
| 12/22/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
