DF
Daniel J. Ferrara
KESTRA ADVISORY SERVICES
Armonk, NY 10504
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CRD#: 1908029
DF
Daniel Joseph Ferrara JRKESTRA ADVISORY SERVICES
Professional summary
Daniel Joseph Ferrara JR, who also goes by Daniel J Ferrara, Daniel Joseph Ferrara, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Armonk, New York and KESTRA INVESTMENT SERVICES, LLC located in Armonk, New York.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Daniel has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Daniel J Ferrara | Daniel Joseph Ferrara
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Ash Brokerage Investment Related: Yes Address: 7609 west jefferson blvd fort wayne IN 46804 Nature of Business: Insurance Position, Title or Relationship: Other,I primarily use Ash Brokerage for term, UL and LTC products Start Date: 6/1/2008 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: sales of insurance Name: Ferrara Financial Investment Related: Yes Address: 555 Taxter Road Suite 190 Elmsford NY 10523 Nature of Business: Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Owner, President Start Date: 1/6/2009 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: financial planning practice, sales of financial and other relevant financial products Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: WATERWAY WEALTH ADVISORS POSITION: independent contractor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 35 SECURITIES TRADING HOURS: 100 START DATE: 02/09/2026 ADDRESS: 500 Summit Lake Dr, Ste 120, Valhalla NY 10595, United States DESCRIPTION: Financial services Name: WESTCHESTER BENEFIT GROUP DBA WATERWAY WEALTH ADVISORS POSITION: independent contractor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 100 START DATE: 02/09/2026 ADDRESS: 500 Summit Lake Dr, Ste 120, Valhalla NY 10595, United States DESCRIPTION: Financial services
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Joseph Ferrara JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 84 Business Park Dr. Suite 304, Armonk, NY 10504RIA
CRD#: 283330
Armonk, NY
Current
June 9, 2008 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 84 Business Park Dr. Suite 304, Armonk, NY 10504BD
CRD#: 42046
Armonk, NY
Past
January 8, 2004 - June 10, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
RYE, NY
Past
March 3, 1994 - December 19, 2003
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Past
June 18, 1993 - October 11, 1994
CARTWRIGHT AND WALKER SECURITIES, INCORPORATED
BD
CRD#: 23504
LOS ANGELES, CA
Past
January 1, 1993 - May 18, 1993
SPELMAN & CO., INC.
BD
CRD#: 10232
PHOENIX, AZ
Past
July 9, 1992 - December 31, 1992
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
ATLANTA, GA
Past
December 22, 1988 - March 23, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(6/9/2008)
RR
Georgia(5/3/2022)
RR
New Jersey(6/9/2008)
RR
New York(6/9/2008)
IAR
New York(6/22/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Loading...
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
