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FP

Franklin Pasterczyk

PRE-IPO STREET
SMITHTOWN, NY 11787
Some features on this profile are disabled
CRD#: 1907271
FP

Professional summary

Franklin Pasterczyk, who also goes by Franklin A Pasterczyk, Franklin Andrew Pasterczyk, is a registered financial professional currently at PRE-IPO STREET INC. located in Smithtown, New York and ROYAL TREASURE SECURITIES LLC located in New York, New York.

Franklin is registered as a RR (Registered Representative) and started their career in finance in 1989. Franklin has worked at 15 firms and has passed the Series 63, Series 99TO, Series 82TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Franklin A Pasterczyk | Franklin Andrew Pasterczyk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Franklin Pasterczyk's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 5, 2026 - Present

PRE-IPO STREET INC.

Office #1: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787
BD
CRD#: 173426
SMITHTOWN, NY
Current

May 11, 2026 - Present

ROYAL TREASURE SECURITIES LLC

Office #1: 40 Wall Street Suite 21-05, New York, NY 10005
BD
CRD#: 292325
NEW YORK, NY
Past

January 2, 2025 - April 29, 2025

CLEARFP SECURITIES, LLC

BD
CRD#: 312370
LAKE OSWEGO, OR
Past

April 30, 2024 - May 9, 2025

ONQIX SECURITIES LLC

BD
CRD#: 324321
PONTE VEDRA BEACH, FL
Past

January 26, 2023 - December 18, 2023

CREWE CAPITAL

BD
CRD#: 152527
SALT LAKE CITY, UT
Past

July 19, 2022 - November 10, 2023

FINALIS SECURITIES LLC

BD
CRD#: 305908
NEW YORK, NY
Past

January 20, 2022 - February 7, 2022

GROWTH CAPITAL SERVICES, INC.

BD
CRD#: 124658
CLAYMONT, DE
Past

September 26, 2019 - April 9, 2020

PORTUM CAPITAL LLC

BD
CRD#: 300440
San Francisco, CA
Past

August 13, 2018 - September 3, 2019

GROWTH CAPITAL SERVICES, INC.

BD
CRD#: 124658
CLAYMONT, DE
Past

May 24, 2012 - December 31, 2017

GROWTH CAPITAL SERVICES, INC.

BD
CRD#: 124658
CLAYMONT, DE
Past

April 23, 2010 - July 16, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
JACKSONVILLE, FL
Past

August 18, 2003 - August 15, 2008

NORTH COAST SECURITIES CORPORATION

BD
CRD#: 35982
SAN FRANCISCO, CA
Past

March 24, 2000 - September 8, 2003

FIRST ALLIED SECURITIES, INC.

RIA
CRD#: 32444
JACKSONVILLE, FL
Past

March 24, 2000 - September 8, 2003

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
SAN DIEGO, CA
Past

November 30, 1999 - March 21, 2000

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

July 19, 1995 - November 17, 1999

FAIRCHILD FINANCIAL GROUP, INC.

BD
CRD#: 21404
NEW YORK, NY
Past

July 11, 1994 - August 9, 1995

RICKEL & ASSOCIATES, INC.

BD
CRD#: 7839
NEW YORK, NY
Past

March 21, 1989 - August 2, 1994

F.N. WOLF & CO., INC.

BD
CRD#: 13051

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/11/2026)
RR
New York
(2/5/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 5/25/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 4/30/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/18/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/25/1997
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RT
ROYAL TREASURE SECURITIES LLC
CHEERS SECURITIES LLC | ROYAL TREASURE SECURITIES LLC

CRD#: 292325 / SEC#: , 8-70136

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 Wall Street Suite 21-05, New York, NY 10005
Mailing Address
40 Wall Street Suite 21-05, New York, NY 10005
Phone number
(646) 751-8957
Established
Delaware since 06/09/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ROYAL TREASURE LIMITEDMEMBER
GIBBONS, GERALD MATTHEWCHIEF COMPLIANCE OFFICER2447903
GUAN, KEVINCHIEF EXECUTIVE OFFICER7660277
RUSSELL, SARAH DETLINGPFO/FINOP6727189

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROYAL TREASURE SECURITIES LLC

CRD#: 292325Smithtown, NY 11787

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