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FP

Franklin Pasterczyk

PRE-IPO STREET
SMITHTOWN, NY 11787
Some features on this profile are disabled
CRD#: 1907271
FP
Franklin PasterczykPRE-IPO STREET

Professional summary

Franklin Pasterczyk, who also goes by Franklin A Pasterczyk, Franklin Andrew Pasterczyk, is a registered financial professional currently at PRE-IPO STREET INC. located in Smithtown, New York and ORCHARD SECURITIES, LLC located in Pleasant Grove, Utah.

Franklin is registered as a RR (Registered Representative) and started their career in finance in 1989. Franklin has worked at 18 firms and has passed the Series 63, Series 99TO, Series 82TO, SIE, Series 7 and Series 24 exams.

Aliases

Franklin A Pasterczyk | Franklin Andrew Pasterczyk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Franklin Pasterczyk's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 5, 2026 - Present

PRE-IPO STREET INC.

Office #1: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787
BD
CRD#: 173426
SMITHTOWN, NY
Current

May 18, 2026 - Present

ORCHARD SECURITIES, LLC

Office #1: 365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062
BD
CRD#: 133378
PLEASANT GROVE, UT
Current

June 9, 2026 - Present

ROCKDALE SECURITIES, LLC

Office #1: 270 South Main Street Suite 103, Bountiful, UT 84010
BD
CRD#: 169798
BOUNTIFUL, UT
Current

June 17, 2026 - Present

CAPELLA SECURITIES LLC

Office #1: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787
BD
CRD#: 174167
SMITHTOWN, NY
Past

May 11, 2026 - June 17, 2026

ROYAL TREASURE SECURITIES LLC

BD
CRD#: 292325
NEW YORK, NY
Past

January 2, 2025 - April 29, 2025

CLEARFP SECURITIES, LLC

BD
CRD#: 312370
LAKE OSWEGO, OR
Past

April 30, 2024 - May 9, 2025

ONQIX SECURITIES LLC

BD
CRD#: 324321
PONTE VEDRA BEACH, FL
Past

January 26, 2023 - December 18, 2023

CREWE CAPITAL

BD
CRD#: 152527
SALT LAKE CITY, UT
Past

July 19, 2022 - November 10, 2023

FINALIS SECURITIES LLC

BD
CRD#: 305908
NEW YORK, NY
Past

January 20, 2022 - February 7, 2022

GROWTH CAPITAL SERVICES, INC.

BD
CRD#: 124658
CLAYMONT, DE
Past

September 26, 2019 - April 9, 2020

PORTUM CAPITAL LLC

BD
CRD#: 300440
San Francisco, CA
Past

August 13, 2018 - September 3, 2019

GROWTH CAPITAL SERVICES, INC.

BD
CRD#: 124658
CLAYMONT, DE
Past

May 24, 2012 - December 31, 2017

GROWTH CAPITAL SERVICES, INC.

BD
CRD#: 124658
CLAYMONT, DE
Past

April 23, 2010 - July 16, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
JACKSONVILLE, FL
Past

August 18, 2003 - August 15, 2008

NORTH COAST SECURITIES CORPORATION

BD
CRD#: 35982
SAN FRANCISCO, CA
Past

March 24, 2000 - September 8, 2003

FIRST ALLIED SECURITIES, INC.

RIA
CRD#: 32444
JACKSONVILLE, FL
Past

March 24, 2000 - September 8, 2003

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
SAN DIEGO, CA
Past

November 30, 1999 - March 21, 2000

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

July 19, 1995 - November 17, 1999

FAIRCHILD FINANCIAL GROUP, INC.

BD
CRD#: 21404
NEW YORK, NY
Past

July 11, 1994 - August 9, 1995

RICKEL & ASSOCIATES, INC.

BD
CRD#: 7839
NEW YORK, NY
Past

March 21, 1989 - August 2, 1994

F.N. WOLF & CO., INC.

BD
CRD#: 13051

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/18/2026)
RR
Alaska
(5/18/2026)
RR
Arizona
(5/18/2026)
RR
Arkansas
(5/18/2026)
RR
California
(5/18/2026)
RR
Colorado
(5/18/2026)
RR
Connecticut
(5/18/2026)
RR
Delaware
(5/18/2026)
RR
District of Columbia
(5/18/2026)
RR
Florida
(5/18/2026)
RR
Georgia
(5/18/2026)
RR
Hawaii
(5/18/2026)
RR
Idaho
(5/18/2026)
RR
Illinois
(5/18/2026)
RR
Indiana
(5/18/2026)
RR
Iowa
(5/18/2026)
RR
Kansas
(5/18/2026)
RR
Kentucky
(5/18/2026)
RR
Louisiana
(5/18/2026)
RR
Maine
(5/18/2026)
RR
Maryland
(5/18/2026)
RR
Massachusetts
(5/18/2026)
RR
Michigan
(5/18/2026)
RR
Minnesota
(5/18/2026)
RR
Mississippi
(5/18/2026)
RR
Missouri
(5/18/2026)
RR
Montana
(5/18/2026)
RR
Nebraska
(5/18/2026)
RR
Nevada
(5/18/2026)
RR
New Hampshire
(5/18/2026)
RR
New Jersey
(5/18/2026)
RR
New Mexico
(5/18/2026)
RR
New York
(2/5/2026)
RR
North Carolina
(5/18/2026)
RR
North Dakota
(5/18/2026)
RR
Ohio
(5/19/2026)
RR
Oklahoma
(5/18/2026)
RR
Oregon
(5/18/2026)
RR
Pennsylvania
(5/18/2026)
RR
Puerto Rico
(5/18/2026)
RR
Rhode Island
(5/18/2026)
RR
South Carolina
(5/18/2026)
RR
South Dakota
(5/18/2026)
RR
Tennessee
(5/18/2026)
RR
Texas
(5/18/2026)
RR
Utah
(5/18/2026)
RR
Vermont
(5/18/2026)
RR
Virginia
(5/18/2026)
RR
Washington
(5/18/2026)
RR
West Virginia
(5/18/2026)
RR
Wisconsin
(5/18/2026)
RR
Wyoming
(5/18/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 5/25/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 4/30/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/18/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/25/1997
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA

Current Firm

CS
CAPELLA SECURITIES LLC
CAPELLA SECURITIES LLC | CLYDESDALE SECURITIES LLC

CRD#: 174167 / SEC#: , 8-69567

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
1117 State Street, Santa Barbara, CA 93101
Mailing Address
1117 State Street, Santa Barbara, CA 93101
Phone number
(617) 817-7618
Established
New York since 10/31/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CAPELLA PARTNERS, LLCOWNER
KADRI, ROMI SINCLAIRCEO6633593
SADZEWICZ, GERY JOSEPHCHIEF COMPLIANCE OFFICER1090963
SAMSON, EDWARD GREGORYFINOP2041321

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPELLA SECURITIES LLC

CRD#: 174167Smithtown, NY 11787

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