Franklin A. Pasterczyk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Franklin A Pasterczyk, who also goes by Franklin A Pasterczyk, Franklin Andrew Pasterczyk, was a registered financial professional .
Franklin is a previously registered financial professional and started their career in finance in 1989. Franklin had worked at 13 firms and has passed the Series 63, Series 99TO, Series 82TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2025 - April 29, 2025
CLEARFP SECURITIES, LLC
April 30, 2024 - May 9, 2025
ONQIX SECURITIES LLC
January 26, 2023 - December 18, 2023
CREWE CAPITAL
July 19, 2022 - November 10, 2023
FINALIS SECURITIES LLC
January 20, 2022 - February 7, 2022
GROWTH CAPITAL SERVICES, INC.
September 26, 2019 - April 9, 2020
PORTUM CAPITAL LLC
August 13, 2018 - September 3, 2019
GROWTH CAPITAL SERVICES, INC.
May 24, 2012 - December 31, 2017
GROWTH CAPITAL SERVICES, INC.
April 23, 2010 - July 16, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 18, 2003 - August 15, 2008
NORTH COAST SECURITIES CORPORATION
March 24, 2000 - September 8, 2003
FIRST ALLIED SECURITIES, INC.
March 24, 2000 - September 8, 2003
FIRST ALLIED SECURITIES, INC.
November 30, 1999 - March 21, 2000
FSC SECURITIES CORPORATION
July 19, 1995 - November 17, 1999
FAIRCHILD FINANCIAL GROUP, INC.
July 11, 1994 - August 9, 1995
RICKEL & ASSOCIATES, INC.
March 21, 1989 - August 2, 1994
F.N. WOLF & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 4/30/2024
Operations Professional ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
CLEARFP SECURITIES, LLC
CRD#: 312370 / SEC#: , 8-70648
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLEAR FINANCIAL PARTNERS, INC. | HOLDING COMPANY (100% OWNER) | |
| PASTERCZYK, FRANKLIN A | CHIEF COMPLIANCE OFFICER | |
| PETERS, ROBERT WILLIAM | FINOP | 1704577 |
Red Flags
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