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Franklin Pasterczyk

ORCHARD SECURITIES
PLEASANT GROVE, UT
·CRD# 1907271·37 years experience

Professional Summary

Franklin Pasterczyk, who also goes by Franklin A Pasterczyk, Franklin Andrew Pasterczyk, is a registered financial advisor currently at ORCHARD SECURITIES, LLC located in Pleasant Grove, Utah and ROCKDALE SECURITIES, LLC located in Bountiful, Utah. Franklin is registered as a RR (Registered Representative) and started their career in finance in 1989. Franklin has worked at 18 firms and has passed the Series 63, Series 99TO, Series 82TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Franklin A Pasterczyk, Franklin Andrew Pasterczyk

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

ORCHARD SECURITIES, LLC·CRD# 133378
BD
365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062
May 18, 2026 - Present
ROCKDALE SECURITIES, LLC·CRD# 169798
BD
270 South Main Street Suite 103, Bountiful, UT 84010
June 9, 2026 - Present
CAPELLA SECURITIES LLC·CRD# 174167
BD
Smithtown, NY
June 17, 2026 - July 21, 2026
ROYAL TREASURE SECURITIES LLC·CRD# 292325
BD
New York, NY
May 11, 2026 - June 17, 2026
PRE-IPO STREET INC.·CRD# 173426
BD
Smithtown, NY
February 5, 2026 - July 21, 2026
CLEARFP SECURITIES, LLC·CRD# 312370
BD
Lake Oswego, OR
January 2, 2025 - April 29, 2025
ONQIX SECURITIES LLC·CRD# 324321
BD
Ponte Vedra Beach, FL
April 30, 2024 - May 9, 2025
CREWE CAPITAL·CRD# 152527
BD
Salt Lake City, UT
January 26, 2023 - December 18, 2023
FINALIS SECURITIES LLC·CRD# 305908
BD
New York, NY
July 19, 2022 - November 10, 2023
GROWTH CAPITAL SERVICES, INC.·CRD# 124658
BD
Claymont, DE
January 20, 2022 - February 7, 2022
PORTUM CAPITAL LLC·CRD# 300440
BD
San Francisco, CA
September 26, 2019 - April 9, 2020
GROWTH CAPITAL SERVICES, INC.·CRD# 124658
BD
Claymont, DE
August 13, 2018 - September 3, 2019
GROWTH CAPITAL SERVICES, INC.·CRD# 124658
BD
Claymont, DE
May 24, 2012 - December 31, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Jacksonville, FL
April 23, 2010 - July 16, 2010
NORTH COAST SECURITIES CORPORATION·CRD# 35982
BD
San Francisco, CA
August 18, 2003 - August 15, 2008
FIRST ALLIED SECURITIES, INC.·CRD# 32444
RIA
Jacksonville, FL
March 24, 2000 - September 8, 2003
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
San Diego, CA
March 24, 2000 - September 8, 2003
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
November 30, 1999 - March 21, 2000
FAIRCHILD FINANCIAL GROUP, INC.·CRD# 21404
BD
New York, NY
July 19, 1995 - November 17, 1999
RICKEL & ASSOCIATES, INC.·CRD# 7839
BD
New York, NY
July 11, 1994 - August 9, 1995
F.N. WOLF & CO., INC.·CRD# 13051
BD
March 21, 1989 - August 2, 1994

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Current Firm

RS
ROCKDALE SECURITIES, LLC

ROCKDALE SECURITIES, LLC | SPENCER PIERCE SECURITIES, LLC

CRD#: 169798 / SEC#: 8-69392
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

270 South Main Street Suite 103, Bountiful, UT 84010

Mailing Address

270 South Main Street Suite 112-f, Bountiful, UT 84010

Phone Number

(215) 816-2800

Established

Delaware since 07/29/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DARK ROOM PARTNERS, LLCOWNER—
FULHAM INVESTMENT PARTNERS, LLCOWNER—
GOAL PARTNERS, LLCOWNER—
BRICKS PARTNERS, LLCOWNER—
CLD PARTNERS, LLCOWNER—
BADALAMENTI, CHARLES RICHARDFINANCIAL AND OPERATIONS PRINCIPAL2065038
GARRETT, TAYLOR WESTONPRESIDENT4829547
VANG, NAJACHIEF COMPLIANCE OFFICER6006368

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(5/18/2026)
RR
Alaska
(5/18/2026)
RR
Arizona
(5/18/2026)
RR
Arkansas
(5/18/2026)
RR
California
(5/18/2026)
RR
Colorado
(5/18/2026)
RR
Connecticut
(5/18/2026)
RR
Delaware
(5/18/2026)
RR
District of Columbia
(5/18/2026)
RR
Florida
(5/18/2026)
RR
Georgia
(5/18/2026)
RR
Hawaii
(5/18/2026)
RR
Idaho
(5/18/2026)
RR
Illinois
(5/18/2026)
RR
Indiana
(5/18/2026)
RR
Iowa
(5/18/2026)
RR
Kansas
(5/18/2026)
RR
Kentucky
(5/18/2026)
RR
Louisiana
(5/18/2026)
RR
Maine
(5/18/2026)
RR
Maryland
(5/18/2026)
RR
Massachusetts
(5/18/2026)
RR
Michigan
(5/18/2026)
RR
Minnesota
(5/18/2026)
RR
Mississippi
(5/18/2026)
RR
Missouri
(5/18/2026)
RR
Montana
(5/18/2026)
RR
Nebraska
(5/18/2026)
RR
Nevada
(5/18/2026)
RR
New Hampshire
(5/18/2026)
RR
New Jersey
(5/18/2026)
RR
New Mexico
(5/18/2026)
RR
New York
(5/18/2026)
RR
North Carolina
(5/18/2026)
RR
North Dakota
(5/18/2026)
RR
Ohio
(5/19/2026)
RR
Oklahoma
(5/18/2026)
RR
Oregon
(5/18/2026)
RR
Pennsylvania
(5/18/2026)
RR
Puerto Rico
(5/18/2026)
RR
Rhode Island
(5/18/2026)
RR
South Carolina
(5/18/2026)
RR
South Dakota
(5/18/2026)
RR
Tennessee
(5/18/2026)
RR
Texas
(5/18/2026)
RR
Utah
(5/18/2026)
RR
Vermont
(5/18/2026)
RR
Virginia
(5/18/2026)
RR
Washington
(5/18/2026)
RR
West Virginia
(5/18/2026)
RR
Wisconsin
(5/18/2026)
RR
Wyoming
(5/18/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1989About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Apr 2024About the Series 99TO exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1989About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1997About the Series 24 exam
FINRA
SRO Registrations
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Franklin Pasterczyk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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FP
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