Michael William Losse
Professional Summary
Michael William Losse is a registered financial advisor currently at WILLOW COVE INVESTMENT GROUP, INC. located in Winneconne, Wisconsin. Michael is registered as a RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 9, Series 14, Series 10, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
WILLOW COVE INVESTMENT GROUP, INC.
Contact Information
Main Address
5887 T Bar Lane, Winneconne, WI 54986Mailing Address
5887 T Bar Lane, Winneconne, WI 54986Phone Number
(858) 404-0677Established
California since 03/18/2002Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (12 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/28/2014)
(5/7/2001)
(5/25/2001)
(7/23/2001)
(1/3/2002)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jun 1997SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael William Losse's CRS (Customer Relationship Summary).
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