Michael Raymond Frager
ChFC®, CLU®Professional Summary
Michael Raymond Frager, ChFC®, CLU®, who also goes by Michael R Frager, is a registered financial advisor currently at BALBOA WEALTH PARTNERS, INC. located in La Jolla, California and WILLOW COVE INVESTMENT GROUP, INC. located in Winneconne, Wisconsin. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Michael has worked at 14 firms and has passed the Series 65, Series 63, Series 79TO,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael R Frager
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
BALBOA WEALTH PARTNERS, INC. | ZELKO WEALTH MANAGEMENT | WILLOW COVE | WEALTH MANAGEMENT SOLUTIONS | TOZAI WEALTH MANAGEMENT | SEASONS TWO VENTURES FUND | SB WEALTH STRATEGIES | SAM FINANCIAL GROUP | ROCKWOOD INVESTMENT COUNSEL | ROBINSON SHUMAKER WEALTH MANAGEMENT | RIM COUNTRY WEALTH ADVISORS | RETIREMENT CONSULTANTS | NAUTICAL WEALTH MANAGEMENT | GATEWAY CAPITAL WEALTH | FSA INTEGRATED | ESSENTIAL RETURNS | BION CAPITAL PARTNERS | BION CAPITAL
Contact Information
Main Address
6263 North Scottsdale Road Suite 265, Scottsdale, AZ 85250Phone Number
(480) 801-5010# of Employees
37SEC notice filing (17 States and Territories)
Registered to provide investment advisory services in 17 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
2,623AUM (Assets Under Management)
$1,070,330,403Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BALBOA WEALTH PARTNERS, INC. | ZELKO WEALTH MANAGEMENT | WILLOW COVE | WEALTH MANAGEMENT SOLUTIONS | TOZAI WEALTH MANAGEMENT | SEASONS TWO VENTURES FUND | SB WEALTH STRATEGIES | SAM FINANCIAL GROUP | ROCKWOOD INVESTMENT COUNSEL | ROBINSON SHUMAKER WEALTH MANAGEMENT | RIM COUNTRY WEALTH ADVISORS | RETIREMENT CONSULTANTS | NAUTICAL WEALTH MANAGEMENT | GATEWAY CAPITAL WEALTH | FSA INTEGRATED | ESSENTIAL RETURNS | BION CAPITAL PARTNERS | BION CAPITAL
State Registrations and Notice Filings
(6/26/2024)
(11/21/2016)
(4/27/2020)
(7/17/2023)
(2/25/2021)
(10/22/2024)
(3/17/2025)
(3/1/2022)
(4/27/2020)
(8/21/2024)
(5/10/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Feb 2026About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Raymond Frager's CRS (Customer Relationship Summary).
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