Timothy T. Katusha

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

SARATOGA SPRINGS, NY

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CRD#: 1901569

Professional summary

Timothy Todd Katusha is a registered financial advisor currently at MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST located in Saratoga Springs, New York and DELAWARE DISTRIBUTORS, L.P. located in Philadelphia, Pennsylvania.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Timothy has worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PARTNER IN LLC, WITH SPOUSE JENNIFER KATUSHA,START DATE 12/07/2011 TO PRESSENT CREATED TO PURCHASE RENTAL PROPERTY. CURRENTLY NO PROPERTIES EXIST ADDRESS: 5 LILAC LANE, SARATOGA SPRINGS, NY. 12866 HOURS-10-20 PER MONTH-0- DURING TRADING HOURS. (RELATIONSHIP TERMED EFF. 4/26/2013. AUTONOMY DISTRIBUTION, START DATE 2/12/2013, BEVERAGE DISTRIBUTION, PARTNER W/BRENT KATUSHA, NON-INVESTMENT-RELATED, 1HR/WEEK NON-BUSINESS HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Todd Katusha's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 2020 - Present

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

Office #2: 610 Market Street, Philadelphia, PA 19106

RIA

CRD#: 105390

SARATOGA SPRINGS, NY

Current

January 31, 2012 - Present

DELAWARE DISTRIBUTORS, L.P.

Office #1: 610 Market St 100 Independence, Philadelphia, PA 19106

CRD#: 14232

Philadelphia, PA

Past

February 1, 2012 - April 20, 2020

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

RIA

CRD#: 152237

PHILADELPHIA, PA

Past

December 7, 2005 - August 8, 2011

CLEARBRIDGE INVESTMENTS, LLC

RIA

CRD#: 137028

NEW YORK, NY

Past

December 1, 2005 - August 8, 2011

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

SAN MATEO, CA

Past

October 19, 2005 - December 19, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

CHICAGO, IL

Past

October 7, 2004 - December 1, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

December 17, 2001 - October 28, 2004

COLBY & WHITE, LP

CRD#: 104137

BEDFORD, TX

Past

August 21, 1996 - January 18, 2000

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

January 3, 1995 - November 6, 1995

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

December 3, 1993 - January 3, 1995

VANGUARD CAPITAL

CRD#: 22081

DEL MAR, CA

Past

September 30, 1992 - December 6, 1993

PROSPERA FINANCIAL SERVICES, INC.

CRD#: 10740

DALLAS, TX

Past

December 3, 1991 - July 20, 1992

IAA FINANCIAL LLC

CRD#: 6578

WEST PALM BEACH, FL

Past

September 27, 1989 - October 19, 1989

FINANCIAL WEST GROUP

CRD#: 16668

RENO, NV

Past

March 29, 1989 - November 26, 1990

COOPER-DAHER SECURITIES, INC.

CRD#: 21375

Past

November 23, 1988 - January 17, 1989

DILLON SECURITIES, INC.

CRD#: 10660

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

CRD#: 105390 / SEC#: 801-32108

RIA

Registered Investment Advisory firm - (5/31/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(12/5/2023)

Massachusetts
(12/5/2023)

New York
(1/31/2012)

IAR

New York
(6/10/2024)

Pennsylvania
(1/31/2012)

IAR

Pennsylvania
(4/20/2020)

Vermont
(12/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/28/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/1988

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

CRD#: 105390 / SEC#: 801-32108

RIA

Registered Investment Advisory firm - (5/31/1988 Approved)

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Contact information

Main Address

610 Market Street, Philadelphia, PA 19106

Mailing Address

Phone number

(215) 255-2300

Established

Firm type

Fiscal year end

# of Employees

598

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST FORM ADV-PART 2A BROCHURE (6/27/2025)

Regulatory assets under management

Total Number of Accounts	317
AUM (Assets Under Management)	$ 164,320,917,908

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Timothy T. Katusha

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Todd Katusha's CRS (Customer Relationship Summary).

Certified licenses

Experience

DELAWARE DISTRIBUTORS, L.P.

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

CLEARBRIDGE INVESTMENTS, LLC

FRANKLIN DISTRIBUTORS, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

COLBY & WHITE, LP

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

MOMENTUM INDEPENDENT NETWORK INC.

VANGUARD CAPITAL

PROSPERA FINANCIAL SERVICES, INC.

IAA FINANCIAL LLC

FINANCIAL WEST GROUP

COOPER-DAHER SECURITIES, INC.

DILLON SECURITIES, INC.

Primary Firm SEC Registration

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/2004

Series 63

Date: 11/28/1988

SIE

Date: 10/1/2018

Series 7

Date: 11/19/1988

FINRA

Current Firm

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

TRUST BUT VERIFY

Contact information

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