MH
Mark A. Hyma
CETERA INVESTMENT ADVISERS LLC
LA MESA, CA 91942
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CRD#: 1900119
MH
Professional summary
Mark Allen Hyma is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in La Mesa, California and CETERA WEALTH SERVICES, LLC located in La Mesa, California.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Mark has worked at 7 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Commercial Rental Property~'NIR'~8364/8366 La Mesa Blvd.~La Mesa~CA~91942~Rental Property Owner/Management~Owner/Sole Proprietor~10/1/2007~1hrs~0hrs~Rent property to San Pasquale Winery, collect rent, landlord 2) ALLISON LEASING, LLC; POSITION: Member NATURE: Commercial Property ownership and leasing. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/07/2021; ADDRESS: 8340 Allison Ave, La Mesa CA 91942, United States; DESCRIPTION: Managing member involved in all aspects of owning, maintaining and renting commercial property. 3) VILLAGE LEASING, LLC; POSITION: Managing Member NATURE: Rental Property Owner/Management INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2007; ADDRESS: 8364/8366 La Mesa Blvd., La Mesa CA 91942, United States DESCRIPTION: Rent property to San Pasquale Winery and Mattress Makers, collect rent, supervise repairs, etc. 4) MARK HYMA FINANCIAL SERVICES; POSITION: Owner/Sole Proprietor NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 07/01/1986; ADDRESS: 8340 Allison Ave, La Mesa CA 91942, United States; DESCRIPTION: Tax Prep 5) PFS ACQ CORPORATION; POSITION: Chief Executive Officer NATURE: PFS Acquisition Corp was formed to act as a holding company for newly acquired financial services books of business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2013; ADDRESS: 8340 Allison Ave, La Mesa CA 91942, United States DESCRIPTION: Discover and pursue purchase opportunities. Daily oversight of operations 6) PFS WEALTH ADVISORS, INC; POSITION: President NATURE: Tax Preparation/Accounting held out to the public as dba Professional Financial Services of San Diego. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2011; ADDRESS: 8340 Allison Ave, La Mesa CA 91942, United States DESCRIPTION: Tax prep and general day to day oversight. 7) SoCal Wealth Advisors POSITION: Corp Officer/Director NATURE: Compensation for advise and financial product sales through Avantax. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 10/01/2023 ADDRESS: 8340 Allison Ave, La Mesa CA 91942, United States DESCRIPTION: Manage client relationships
CRS (Client Relationship Summary) - RIA
Click below to view Mark Allen Hyma's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 8340 Allison Ave, La Mesa, CA 91942RIA
CRD#: 105644
LA MESA, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 8340 Allison Ave, La Mesa, CA 91942BD
CRD#: 13572
LA MESA, CA
Past
August 11, 1993 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
LA MESA, CA
Past
March 13, 1992 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
LA MESA, CA
Past
July 5, 1989 - March 9, 1992
AMERICAN INVESTORS COMPANY
BD
CRD#: 38
SAN RAMON, CA
Past
June 18, 1989 - July 27, 1989
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
December 20, 1988 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
BD
CRD#: 6518
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
Arkansas(9/5/2025)
RR
California(9/5/2025)
IAR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Connecticut(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Idaho(9/5/2025)
RR
Indiana(9/5/2025)
RR
Iowa(9/5/2025)
RR
Kansas(9/5/2025)
RR
Maryland(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Michigan(9/5/2025)
RR
Missouri(9/5/2025)
RR
Montana(9/5/2025)
RR
Nevada(9/5/2025)
RR
New Mexico(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Oregon(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Virginia(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
