Andrew D. Frankel
Professional summary
Andrew David Frankel, who also goes by Andrew D Frankel, is a registered financial professional currently at STUART FRANKEL & CO., INCORPORATED located in Great Neck, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1994. Andrew has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 25, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew David Frankel's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 1994 - Present
STUART FRANKEL & CO., INCORPORATED
Office #1: 60 Cutter Mill Road Suite 210, Great Neck, NY 11021State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/21/1996)
(4/6/2006)
(4/1/2014)
(7/15/2024)
(9/23/2004)
(9/20/2000)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 25
Date: 12/9/1999
NYSE Trading Assistant ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
STUART FRANKEL & CO., INCORPORATED
CRD#: 14593 / SEC#: , 8-17419
Contact information
FINRA licenses (6 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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