Steven Morgan
Professional summary
Steven Morgan, who also goes by Steven Anthony Morgan, is a registered financial professional currently at FIRST COMMAND BROKERAGE SERVICES, INC. located in Fort Worth, Texas.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1988. Steven has worked at 20 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Morgan's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2025 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109March 13, 2025 - September 5, 2025
WESTERN INTERNATIONAL SECURITIES, INC.
March 13, 2025 - September 5, 2025
SORRENTO PACIFIC FINANCIAL, LLC
March 13, 2025 - September 5, 2025
SCF SECURITIES, INC.
March 13, 2025 - September 5, 2025
NEXT FINANCIAL GROUP, INC.
March 13, 2025 - September 5, 2025
CUSO FINANCIAL SERVICES, L.P.
March 13, 2025 - September 5, 2025
CADARET, GRANT & CO., INC.
March 14, 2022 - September 5, 2025
GROVE POINT ADVISORS, LLC
October 8, 2020 - February 24, 2021
GROVE POINT INVESTMENTS, LLC
October 7, 2020 - September 5, 2025
GROVE POINT INVESTMENTS, LLC
March 25, 2017 - June 4, 2019
MML INVESTORS SERVICES, LLC
March 25, 2017 - June 4, 2019
MML INVESTORS SERVICES, LLC
August 31, 2012 - September 5, 2013
WALNUT STREET SECURITIES, INC.
August 31, 2012 - September 5, 2013
TOWER SQUARE SECURITIES, INC.
August 31, 2012 - January 2, 2015
NEW ENGLAND SECURITIES
August 31, 2012 - September 6, 2013
WALNUT STREET SECURITIES, INC.
August 31, 2012 - September 6, 2013
TOWER SQUARE SECURITIES, INC.
August 31, 2012 - January 2, 2015
NEW ENGLAND SECURITIES
August 23, 2012 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
August 21, 2012 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
August 11, 2010 - August 14, 2012
WORLD INVESTMENTS, LLC
May 19, 2008 - August 14, 2012
WORLD INVESTMENTS, LLC
February 16, 2006 - May 14, 2008
IFMG SECURITIES, INC.
May 12, 2004 - December 7, 2004
PGIM INVESTMENTS LLC
March 1, 1999 - December 7, 2004
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
September 19, 1994 - October 5, 1998
H.J. MEYERS & CO., INC.
December 20, 1988 - September 15, 1994
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/13/2025)
(11/13/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FIRST COMMAND BROKERAGE SERVICES, INC.
CRD#: 3641 / SEC#: , 8-7072
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST COMMAND FINANCIAL SERVICES, INC. | STOCKHOLDER/OWNER | |
| CADDELL, TINA KATHERINE | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 3041675 |
| CERBONE, HEIDI ELIZABETH | VICE PRESIDENT AND TREASURER | 5734664 |
| CHARTAN, ERIC | SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER | 4809520 |
| GRIFFIN, CASEY JAMES | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 3124214 |
| HUBKA, MEEGHAN LYNNE | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER (FINOP) | 5859322 |
| RICHTER, KELLEEN MARIE | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | 2098017 |
| SMITH, FRANK DEAN | SENIOR VICE PRESIDENT - CHIEF INFORMATION SECURITY OFFICER & CHIEF TECHNOLOGY OFFICER | 6005160 |
| STEFFE, MARK DUANE | PRESIDENT/CEO | 2204689 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
