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JH

John Roddy Hughes

LOEWEN SECURITIES
Oradell, NJ
·CRD# 1895797·38 years experience

Professional Summary

John Roddy Hughes, who also goes by John Hughes, is a registered financial advisor currently at LOEWEN SECURITIES located in Oradell, New Jersey. John is registered as a RR (Registered Representative) and started their career in finance in 1992. John has worked at 8 firms and has passed the Series 63, Series 82TO, SIE, Series 7, Series 3, Series 24 and Series 4 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Hughes

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

Current

LOEWEN SECURITIESCurrent·CRD# 35205
BD
1. 2 Forest Avenue Suite 400, Oradell, NJ 076492. 2 Forest Avenue Suite 400, Oradell, NJ 07649
October 8, 2024 - Present

Past

MD GLOBAL PARTNERS, LLCPast·CRD# 140988
BD
Hackensack, NJ
July 26, 2019 - November 25, 2022
GARDEN STATE SECURITIES, INC.Past·CRD# 10083
BD
Red Bank, NJ
January 23, 2018 - August 13, 2019
WYNSTON HILL CAPITAL, LLCPast·CRD# 103811
BD
Brandon, SD
June 15, 2017 - March 5, 2018
NEWBRIDGE SECURITIES CORPORATIONPast·CRD# 104065
BD
Boca Raton, FL
December 13, 2006 - May 17, 2017
FIRST MONTAUK SECURITIES CORP.Past·CRD# 13755
BD
Rutherford, NJ
February 4, 2003 - December 18, 2006
KIRLIN SECURITIES INC.Past·CRD# 21210
BD
Syosset, NY
September 1, 2001 - February 6, 2003
M.S. FARRELL & COMPANY, INC.Past·CRD# 24232
BD
Syosset, NY
October 14, 1992 - September 1, 2001

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Current Firm

LS
LOEWEN SECURITIES

BLV SECURITIES | LOEWEN, ONDAATJE, MCCUTCHEON USA, LLC | LOEWEN, ONDAATJE, MCCUTCHEON USA LIMITED | LOEWEN SECURITIES

CRD#: 35205 / SEC#: 8-46604
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

2 Forest Avenue Suite 400, Oradell, NJ 07649

Mailing Address

2 Forest Avenue Suite 400, Oradell, NJ 07649

Phone Number

(551) 866-0525

Established

Florida since 07/20/2017

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (14 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
COLTER, TERRANCESHAREHOLDER2184954
ROGOVICH, STEVENSHAREHOLDER7548329
BELITE HOLDINGS, LLCSHAREHOLDER—
GEORGE, CHRISTOPHER MFINOP6084415
MCNULTY, MICHAEL PATRICKCEO,CCO,AMLCO2958550
OLSON, TOMMASINA ANNECOMPLIANCE OFFICER1123436

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(9/26/2025)
RR
New Jersey
(10/31/2024)
RR
North Carolina
(8/8/2025)
RR
Pennsylvania
(10/9/2024)
RR
Texas
(11/17/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1992About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Oct 2024About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1992About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Oct 1988About the Series 3 exam

Series 24 — General Securities Principal Examination

Passed Mar 1999About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Apr 1997About the Series 4 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Roddy Hughes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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