Lester Raymond Brafman
Professional Summary
Lester Raymond Brafman, who also goes by Lester Raymond Braffman, is a registered financial advisor currently at COHEN & COMPANY SECURITIES, LLC located in New York, New York. Lester is registered as a RR (Registered Representative) and started their career in finance in 1988. Lester has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lester Raymond Braffman
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
C & CO/PRINCERIDGE GROUP LLC | VINSONFORBES & CO. LLC | THE PRINCERIDGE GROUP LLC | J.V.B. FINANCIAL GROUP, LLC | COHEN & COMPANY SECURITIES, LLC | C & CO/PRINCERIDGE LLC
Contact Information
Main Address
3 Columbus Circle 24th Floor, New York, NY 10019Mailing Address
3 Columbus Circle 24th Floor, New York, NY 10019Phone Number
(646) 792-5600Established
Delaware since 12/05/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/2/2013)
(8/2/2013)
(8/2/2013)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Feb 2004SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Lester Raymond Brafman's CRS (Customer Relationship Summary).
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