Philip M. Harris

FINANCIAL INTEGRITY ADVISORS

PHILADELPHIA, PA 19103

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CRD#: 1892115

Professional summary

Philip Montier Harris, AIF®, who also goes by Philip Montier Harris N/a, is a registered financial advisor currently at FINANCIAL INTEGRITY ADVISORS, LLC located in Philadelphia, Pennsylvania.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Philip has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Philip Montier Harris N/a

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)FINANCIAL INTEGRITY ADVISORS,LLC;INVESTMENT RELATED;1800 JFK BLVD,SUITE 808,PHILADELPHIA,PA 19103;PENSION AND INVESTMENT ADVISORY SERVICES;CEO & CCO;3/2003;80 HRS/MONTH;3-4 HRS DURING TRADING;BUSINESS DEVELOPMENT AND COMPLIANCE SUPERVISION 2)FINANCIAL INTEGRITY RESOURCES MANAGEMENT,LLC;NOT INVESTMENT RELATED;1800 JFK BLVD,SUITE 808,PHILADELPHIA,PA 19103;FINANCIAL,BENEFITS AND ACTUARIAL CONSULTING;PRESIDENT & CEO;8/12/2002;80 HRS/MONTH;3-4 HRS DURING TRADING;BUSINESS DEVELOPMENT AND LEAD CONSULTANT 3)FINANCIAL INTEGRITY RESOURCES MANAGEMENT,LLC;NOT INVESTMENT RELATED;1800 JFK BLVD,SUITE 808,PHILADELPHIA,PA 19103;INSURANCE;PRESIDENT & CEO;8/2002;28 HRS/MONTH;1.5 HRS DURING TRADING;INSURANCE PRODUCTS OFFERED AS AN INDEPENDENT INSURANCE AGENT AND SOLE PROPRIETOR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Montier Harris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 20, 2005 - Present

FINANCIAL INTEGRITY ADVISORS, LLC

Office #1: 1800 Jfk Boulevard Suite 460, Philadelphia, PA 19103

RIA

CRD#: 130458

PHILADELPHIA, PA

Past

August 23, 2024 - December 2, 2024

OSAIC WEALTH, INC.

CRD#: 23131

Baltimore, MD

Past

September 2, 2015 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

Philadelphia, PA

Past

October 11, 2013 - September 9, 2015

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

PHILADELPHIA, PA

Past

May 4, 2001 - June 4, 2003

BENEFITS PLUS ADVISORY SERVICES, LLC

RIA

CRD#: 120513

PHILADELPHIA, PA

Past

July 7, 1995 - October 16, 2013

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

PHILADELPHIA, PA

Past

June 28, 1995 - October 16, 2013

FSC SECURITIES CORPORATION

CRD#: 7461

PHILADELPHIA, PA

Past

July 13, 1992 - June 30, 1995

SECURITY FINANCIAL NETWORK, LLC

CRD#: 10825

PHOENIXVILLE, PA

Past

April 23, 1991 - May 21, 1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

April 23, 1991 - May 21, 1992

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

March 5, 1990 - March 6, 1991

FINANCIAL EQUITIES RESOURCES, INC.

CRD#: 13810

Past

November 1, 1989 - March 5, 1990

BAILEY, MARTIN & APPEL, INC.

CRD#: 15833

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL INTEGRITY ADVISORS, LLC

FINANCIAL INTEGRITY ADVISORS, LLC | NORTHPOINT FINANCIAL PLANNING | FINANCIAL INTEGRITY RESOURCES MANAGEMENT, LLC ("FIRM")

CRD#: 130458 / SEC#: 801-127951

RIA

Registered Investment Advisory firm - (6/1/2023 Approved)

Ohio

Registered Investment Advisory firm - (12/8/2014 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/7/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/20/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/3/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/12/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 8/31/2005

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/31/1996

General Securities Principal Examination

Current Firm

FINANCIAL INTEGRITY ADVISORS, LLC

FINANCIAL INTEGRITY ADVISORS, LLC | NORTHPOINT FINANCIAL PLANNING | FINANCIAL INTEGRITY RESOURCES MANAGEMENT, LLC ("FIRM")

CRD#: 130458 / SEC#: 801-127951

RIA

Registered Investment Advisory firm - (6/1/2023 Approved)

Ohio

Registered Investment Advisory firm - (12/8/2014 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/7/2023 Terminated)

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Contact information

Main Address

1800 Jfk Boulevard Suite 300, Philadelphia, PA 19103

Mailing Address

Phone number

(215) 557-7622

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (4/22/2025)

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 3,523,888,102

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Philip M. Harris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Montier Harris's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

FIRST ALLIED SECURITIES, INC.

BENEFITS PLUS ADVISORY SERVICES, LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

SECURITY FINANCIAL NETWORK, LLC

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

FINANCIAL EQUITIES RESOURCES, INC.

BAILEY, MARTIN & APPEL, INC.

Primary Firm SEC Registration

FINANCIAL INTEGRITY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/3/1997

Series 63

Date: 10/12/1989

SIE

Date: 10/1/2018

Series 7

Date: 8/19/1989

Series 51

Date: 8/31/2005

Series 24

Date: 12/31/1996

Current Firm

FINANCIAL INTEGRITY ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL INTEGRITY ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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