David R. Sanchez
Professional summary
David Richard Sanchez, who also goes by David Richard Sanchez, is a registered financial professional currently at ZANBATO SECURITIES LLC located in Mountain View, California.
David is registered as a RR (Registered Representative) and started their career in finance in 1988. David has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 31, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Richard Sanchez's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2017 - Present
ZANBATO SECURITIES LLC
Office #1: 711 / 715 N. Shoreline Blvd., Mountain View, CA 94043May 11, 2004 - September 29, 2017
STONEHAVEN, LLC
November 16, 2001 - August 8, 2002
PCS SECURITIES, INC.
July 29, 1999 - November 15, 2001
SHORELINE TRADING GROUP LLC
January 3, 1995 - May 6, 1999
J.P. MORGAN SECURITIES LLC
November 23, 1988 - March 13, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ZANBATO SECURITIES LLC
CRD#: 279028 / SEC#: , 8-69654
Contact information
FINRA licenses (41 States and Territories)
Red Flags
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Company Information
ZANBATO SECURITIES LLC
CRD#: 279028Mountain View, CA 94043TRUST BUT VERIFY
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