David Richard Sanchez
Professional Summary
David Richard Sanchez, who also goes by David Richard Sanchez, is a registered financial advisor currently at ZANBATO SECURITIES LLC located in Mountain View, California. David is registered as a RR (Registered Representative) and started their career in finance in 1988. David has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 31, Series 7 and Series 30 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Richard Sanchez
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
38 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ZANBATO SECURITIES LLC
Contact Information
Main Address
711 / 715 N. Shoreline Blvd., Mountain View, CA 94043Mailing Address
711 / 715 N. Shoreline Blvd., Mountain View, CA 94043Phone Number
(650) 557-2333Established
Delaware since 06/17/2015Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (43 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Richard Sanchez's CRS (Customer Relationship Summary).
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