John T. Mcsharry
Professional summary
John Thomas Mcsharry III is a registered financial professional currently at LAZARD ASSET MANAGEMENT SECURITIES LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1988. John has worked at 6 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Thomas Mcsharry III's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2004 - Present
LAZARD ASSET MANAGEMENT SECURITIES LLC
Office #1: 30 Rockefeller Plaza 59th Floor, New York, NY, 10112August 16, 2002 - April 1, 2004
LAZARD FRERES & CO. LLC
March 12, 2001 - May 31, 2002
PRUCO SECURITIES, LLC.
March 10, 2001 - May 31, 2002
PRUDENTIAL EQUITY GROUP, LLC
December 2, 1999 - May 31, 2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
January 1, 1997 - December 31, 1997
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
January 1, 1996 - January 1, 1997
PRUCO SECURITIES, LLC.
October 28, 1988 - September 25, 1995
PRUDENTIAL MUTUAL FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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