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JE

Jill R. Eisemann

SIGNATURE ESTATE SECURITIES
Tysons, VA 22102
Some features on this profile are disabled
CRD#: 1887691
JE

Professional summary


Jill Roel Eisemann, who also goes by Jill Roel Humphreys, is a registered financial professional currently at SIGNATURE ESTATE SECURITIES, LLC located in Tysons, Virginia.

Jill is registered as a RR (Registered Representative) and started their career in finance in 1992. Jill has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jill Roel Humphreys

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jill Roel Eisemann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 23, 2023 - Present

SIGNATURE ESTATE SECURITIES, LLC

Office #1: 1650 Tysons Blvd. Suite 1575, Tysons, VA 22102
BD
CRD#: 18923
Tysons, VA
Past

November 15, 2021 - August 23, 2023

OSAIC WEALTH, INC.

BD
CRD#: 23131
TYSONS CORNER, VA
Past

January 3, 2011 - November 19, 2021

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
FAIRFAX, VA
Past

March 8, 2006 - January 3, 2011

VOYA FINANCIAL PARTNERS, LLC

BD
CRD#: 34815
FAIRFAX, VA
Past

January 13, 2000 - December 4, 2002

VOSS & CO., INC.

BD
CRD#: 6405
SPRINGFIELD, VA
Past

October 30, 1992 - July 30, 1998

VOSS & CO., INC.

BD
CRD#: 6405
SPRINGFIELD, VA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Virginia
(8/23/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 8/2/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SE
SIGNATURE ESTATE SECURITIES, LLC
SIGNATURE ESTATE SECURITIES, INC. | TRANSAM SECURITIES, INC. | SIGNATURE ESTATE SECURITIES, LLC

CRD#: 18923 / SEC#: , 8-37065

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
2121 Avenue Of Stars Suite 1600, Los Angeles, CA 90067
Mailing Address
2121 Avenue Of Stars Suite 1600, Los Angeles, CA 90067
Phone number
(310) 712-2323
Established
Delaware since 02/14/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SEIA HOLDINGS LLC100% DIRECT OWNER SIGNATURE ESTATE SECURITIES LLC
MATRISIAN, MATTHEW JAMESPRESIDENT2507829
ROSEN, ERIC ZACHARYCHIEF COMPLIANCE OFFICER6181478
RUSSELL, SARAH DETLINGFINOP6727189

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SIGNATURE ESTATE SECURITIES, LLC

CRD#: 18923Tysons, VA 22102

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