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Anthony Joseph Colombo

CRD# 1887651·Registered 1988 - 2015
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony Joseph Colombo was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1988 - 2015. Anthony had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

Past

VELOCITY CLEARING, LLCPast·CRD# 126588
BD
Hazlet, NJ
February 27, 2015 - October 6, 2015
VCS VENTURE SECURITIESPast·CRD# 127921
BD
New York, NY
May 23, 2011 - February 27, 2013
VCS VENTURE SECURITIESPast·CRD# 127921
BD
New York, NY
February 13, 2009 - June 5, 2009
AMERICAN UNION SECURITIES, INC.Past·CRD# 131305
BD
New York, NY
January 12, 2007 - March 12, 2007
CROWN FINANCIAL GROUP, INC.Past·CRD# 540
BD
Jersey City, NJ
September 10, 1997 - March 16, 2005
GKN SECURITIES CORP.Past·CRD# 19415
BD
New York, NY
January 10, 1995 - August 8, 1997
RICKEL & ASSOCIATES, INC.Past·CRD# 7839
BD
New York, NY
December 23, 1994 - January 16, 1995
SOUTH RICHMOND SECURITIES, INC.Past·CRD# 14913
BD
November 23, 1988 - December 23, 1994

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Current Firm

VC
VELOCITY CLEARING, LLC

GUARDIAN TRADING | VELOCITY PRIME SERVICES | VELOCITY EXECUTION SERVICES | VELOCITY CLEARING, LLC | QUANTEX CLEARING, LLC | NYFIX SECURITIES LLC | NYFIX SECURITIES CORPORATION | NYFIX CLEARING CORPORATION

CRD#: 126588 / SEC#: 8-65894
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

1301 Route 36 Suite 103, Hazlet, NJ 07730

Mailing Address

1301 Route 36 Suite 103, Hazlet, NJ 07730

Phone Number

(201) 706-7157

Established

Delaware since 06/11/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VCT HOLDINGS, LLCSOLE MEMBER—
BRACERO, FRANK WILLIAMCHIEF FINANCIAL OFFICER/FINOP2178318
CALICE, ROBERT PEERCHIEF OPERATIONS OFFICER2759949
LOGAN, MICHAEL JAMESCHIEF EXECUTIVE OFFICER5763098
PRATNICKI, GREGCHIEF COMPLIANCE OFFICER2409187
RAY, TERRY DAVIDCHIEF OPERATING OFFICER5295510
ROBERTS, RALSTON PERMARCO-PRESIDENT2526147
SCHAEFFER, BRIAN KEITHCO PRESIDENT3063403

Disclosures

Regulatory Event

19

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2015About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 2000

Series 7 — General Securities Representative Examination

Passed Nov 1988About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 1990About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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