Anthony J. Colombo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Joseph Colombo was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1988. Anthony had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2015 - October 6, 2015
VELOCITY CLEARING, LLC
May 23, 2011 - February 27, 2013
VCS VENTURE SECURITIES
February 13, 2009 - June 5, 2009
VCS VENTURE SECURITIES
January 12, 2007 - March 12, 2007
AMERICAN UNION SECURITIES, INC.
September 10, 1997 - March 16, 2005
CROWN FINANCIAL GROUP, INC.
January 10, 1995 - August 8, 1997
GKN SECURITIES CORP.
December 23, 1994 - January 16, 1995
RICKEL & ASSOCIATES, INC.
November 23, 1988 - December 23, 1994
SOUTH RICHMOND SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/12/2000
Limited Representative-Equity Trader ExamCurrent Firm
VELOCITY CLEARING, LLC
CRD#: 126588 / SEC#: , 8-65894
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 19 |
Red Flags
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