Jon Spencer Ein
Professional Summary
Jon Spencer Ein is a registered financial advisor currently at GT SECURITIES, INC. located in Los Angeles, California. Jon is registered as a RR (Registered Representative) and started their career in finance in 2017. Jon has worked at 2 firms and has passed the Series 79TO, SIE and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
9 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
GROWTHINK SECURITIES, INC. | GT SECURITIES, INC. | GROWTHINK, INC.
Contact Information
Main Address
12130 Millennium Dr Suite 300, Los Angeles, CA 90094Mailing Address
12130 Millennium Dr, Los Angeles, CA 90094Phone Number
(310) 846-5004Established
California since 12/06/2001Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/10/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Mar 2017About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jon Spencer Ein's CRS (Customer Relationship Summary).
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