Christopher M. Wilson

CRAIG-HALLUM CAPITAL GROUP LLC

MINNEAPOLIS, MN 55401

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CRD#: 1885192

Professional summary

Christopher Mitchell Wilson, who also goes by Chris Wilson, is a registered financial professional currently at CRAIG-HALLUM CAPITAL GROUP LLC located in Minneapolis, Minnesota.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1988. Christopher has worked at 7 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chris Wilson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Mitchell Wilson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2002 - Present

CRAIG-HALLUM CAPITAL GROUP LLC

Office #1: 323 N Washington Ave Suite 300, Minneapolis, MN 55401Office #2: 323 N Washington Ave Suite 300, Minneapolis, MN 55401

CRD#: 121395

MINNEAPOLIS, MN

Past

May 11, 1998 - July 23, 2002

THINKEQUITY LLC

CRD#: 44274

SAN FRANCISCO, CA

Past

October 9, 1997 - May 18, 1998

MJK CLEARING, INC.

CRD#: 8678

MINNEAPOLIS, MN

Past

March 25, 1994 - October 10, 1997

COLLIERS SECURITIES LLC

CRD#: 7477

MINNEAPOLIS, MN

Past

July 19, 1993 - April 27, 1994

HAMILTON INVESTMENTS, INC.

CRD#: 821

Past

September 3, 1991 - July 19, 1993

CRAIG-HALLUM, INC.

CRD#: 1546

Past

October 19, 1988 - September 4, 1991

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(8/26/2002)

Exams

State Security Law Exam

Series 63

Date: 10/19/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/22/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/15/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/28/2005

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

CRAIG-HALLUM CAPITAL GROUP LLC

CRD#: 121395 / SEC#: , 8-65407

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

323 N Washington Ave Suite 300, Minneapolis, MN 55401

Mailing Address

323 N Washington Ave Suite 300, Minneapolis, MN 55401

Phone number

(612) 334-6300

Established

Minnesota since 05/30/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (44 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CRAIG-HALLUM HOLDINGS LLC	SHAREHOLDER
DYER, STEVEN LEE	DIR, CEO	4341538
EMMEL, THOMAS EDMUND	DIR	2728311
HARRIS, KEVIN PATRICK	DIR, PRESIDENT	724657
HARTFIEL, WILLIAM FREDERICK	DIR	2093426
JENSEN, CHRISTOPHER R	CCO	3219762
SONSTEGARD, JEANNIE LOUISE	CFO	1643359
ZAVORAL, JAMES HENRY JR	DIR	2415854

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher M. Wilson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Mitchell Wilson's CRS (Customer Relationship Summary).

Certified licenses

Experience

THINKEQUITY LLC

MJK CLEARING, INC.

COLLIERS SECURITIES LLC

HAMILTON INVESTMENTS, INC.

CRAIG-HALLUM, INC.

KIDDER, PEABODY & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 10/19/1988

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 3/22/2000

Series 7

Date: 10/15/1988

Series 24

Date: 4/28/2005

FINRA

Nasdaq Stock Market

Current Firm

CRAIG-HALLUM CAPITAL GROUP LLC

Contact information

FINRA licenses (44 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CRAIG-HALLUM CAPITAL GROUP LLC

TRUST BUT VERIFY

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