Mark L. Walker
Professional summary
Mark Leslie Walker is a registered financial professional currently at 16 POINTS LLC located in Vega Alta, .
Mark is registered as a RR (Registered Representative) and started their career in finance in 1988. Mark has worked at 9 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 3, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Leslie Walker's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 27, 2024 - Present
16 POINTS LLC
February 16, 2010 - December 13, 2012
RANGER ADVISORS, L.P.
July 11, 2003 - May 22, 2009
BNP PARIBAS SECURITIES CORP.
February 4, 2003 - July 14, 2003
ZURICH CAPITAL MARKETS SECURITIES, INC.
June 22, 2000 - January 24, 2003
CREDIT SUISSE SECURITIES (USA) LLC
January 7, 1997 - June 19, 2000
CITIGROUP GLOBAL MARKETS INC.
December 16, 1996 - January 7, 1997
CITIGROUP GLOBAL MARKETS INC.
April 19, 1991 - December 24, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 1, 1989 - April 23, 1991
MORGAN STANLEY DW INC.
December 12, 1988 - September 6, 1989
JOHNSTON, LEMON & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/27/2024)
Exams
Series 7TO
Date: 5/25/2024
General Securities Representative ExaminationSeries 8
Date: 7/2/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
16 POINTS LLC
CRD#: 277033 / SEC#: , 8-69648
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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