MN
Mark V. Nabell
CETERA INVESTMENT ADVISERS LLC
WILMINGTON, NC 28403
Some features on this profile are disabled
CRD#: 1882531
MN
Professional summary
Mark Victor Nabell is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Wilmington, North Carolina and CETERA ADVISORS LLC located in Wilmington, North Carolina.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Mark has worked at 12 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DBA: NABELL WINSLOW, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START SEPTEMBER 2013, OVER 40 HRS PER WEEK - DURING TRADING HOURS, PART OWNER - REGISTERED REPRESENTATIVE AND INVESTMENT ADVISORY REPRESENTATIVE. 2. LIFE SETTLEMENT BUSINESS, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, LIFE SETTLEMENTS, START SEPTEMBER 2013, LESS THAN 1 HOUR PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT, SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC. 3. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START SEPTEMBER 2013, 5 HRS PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, LONG-TERM CARE AND ANNUITIES. 4. PARTNERS SQUARE LLC, INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; INSURANCE MARKETING ORGANIZATION; START 7/2015; 5-10 HOURS/WEEK DURING SECURITY TRADING HOURS; OWNER/PRESIDENT. 5. NAME OF OTHER BUSINESS: MASONBORO CAPITAL PROPERTIES INVESTMENT RELATED: NO ADDRESS: 1015 ASHES DR SUITE 100 WILMINGTON NC 28405 NATURE OF BUSINESS: PURCHASE BUILDING TO DOMICILE NABELL WINSLOW START DATE: 2/2016 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF TRADING HOURS PER WEEK: 1 POSITION/TITLE/RELATIONSHIP: 50% OWNER 6. NAME OF OTHER BUSINESS: NABELL WINSLOW WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2013; TITLE: OWNER; APX # OF HRS/WK: 40, APX # OF HRS DURING TRADING HRS: 32.5, DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7. NAME OF OTHER BUSINESS: NABELL WINSLOW INSURANCE; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2013, TITLE: OWNER; APX # OF HRS/WK: 40, APX # OF HRS DURING TRADING HRS: 32.5, DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 8. NAME OF OTHER BUSINESS: NABELL WINSLOW LIFE INSURANCE; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2013, TITLE: OWNER; APX # OF HRS/WK: 40, APX # OF HRS DURING TRADING HRS: 32.5, DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 9. NAME OF OTHER BUSINESS: NABELL WINSLOW INVESTMENTS & WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2013, TITLE: OWNER; APX # OF HRS/WK: 40, APX # OF HRS DURING TRADING HRS: 32.5, DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Mark Victor Nabell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 219 Racine Dr Ste A-1, Wilmington, NC 28403RIA
CRD#: 105644
WILMINGTON, NC
Current
September 5, 2013 - Present
CETERA ADVISORS LLC
Office #1: 219 Racine Dr Ste A-1, Wilmington, NC 28403BD
CRD#: 10299
Wilmington, NC
Past
September 5, 2013 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
August 13, 2004 - April 1, 2009
IRONSTONE SECURITIES, INC.
RIA
CRD#: 130335
WILMINGTON, NC
Past
July 16, 2004 - April 1, 2009
IRONSTONE SECURITIES, INC.
BD
CRD#: 130335
WILMINGTON, NC
Past
June 7, 2004 - September 5, 2013
FIRST CITIZENS INVESTOR SERVICES, INC.
RIA
CRD#: 44430
WILMINGTON, NC
Past
June 7, 2004 - September 5, 2013
FIRST CITIZENS INVESTOR SERVICES, INC.
BD
CRD#: 44430
WILMINGTON, NC
Past
July 2, 2003 - June 4, 2004
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
WILMINGTON, NC
Past
November 7, 2002 - June 4, 2004
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
March 22, 2002 - November 19, 2002
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
WILMINGTON, NC
Past
March 20, 2001 - November 19, 2002
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
January 26, 2000 - March 28, 2001
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Past
January 1, 1998 - October 20, 1999
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
CHARLOTTE, NC
Past
November 13, 1992 - March 20, 1996
UCB INVESTOR SERVICES, INC.
BD
CRD#: 21429
WHITEVILLE, NC
Past
January 23, 1990 - November 30, 1992
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
November 23, 1988 - December 16, 1989
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 23, 1988 - December 16, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/8/2018)
RR
Florida(9/5/2013)
RR
Georgia(9/22/2020)
RR
Idaho(12/7/2017)
RR
Indiana(4/8/2015)
RR
Maryland(10/16/2017)
RR
Massachusetts(5/7/2019)
RR
New York(11/30/2023)
RR
North Carolina(9/5/2013)
IAR
North Carolina(3/21/2024)
RR
Ohio(8/26/2020)
RR
Oregon(5/5/2016)
RR
Rhode Island(12/10/2019)
RR
South Carolina(9/5/2013)
RR
Tennessee(9/2/2025)
RR
Texas(4/8/2015)
IAR
Texas(3/21/2024)
RR
Virginia(9/5/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
