Peter Bailey

CABRERA CAPITAL MARKETS

NEW YORK, NY 10020

CRD#: 1880243

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Professional summary

Peter Bailey, who also goes by Peter William Bailey, is a registered financial professional currently at CABRERA CAPITAL MARKETS, LLC located in New York, New York.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1988. Peter has worked at 15 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Peter William Bailey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Bailey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2026 - Present

CABRERA CAPITAL MARKETS, LLC

Office #1: 1230 Avenue Of The Americas Ste. 1902, New York, NY 10020

CRD#: 10081

NEW YORK, NY

Past

February 20, 2025 - June 3, 2026

BLAYLOCK VAN, LLC

CRD#: 145317

NEW YORK, NY

Past

January 3, 2023 - May 15, 2024

HILLTOP SECURITIES INC.

CRD#: 6220

New York, NY

Past

January 28, 2022 - January 23, 2023

NATWEST MARKETS SECURITIES INC.

CRD#: 11707

STAMFORD, CT

Past

August 13, 2021 - January 26, 2022

R.W.PRESSPRICH & CO.

CRD#: 26460

NEW YORK, NY

Past

October 7, 2020 - August 31, 2021

IMPERIAL CAPITAL, LLC

CRD#: 43744

NEW YORK, NY

Past

January 2, 2020 - October 22, 2020

R.W.PRESSPRICH & CO.

CRD#: 26460

NEW YORK, NY

Past

August 24, 2018 - December 26, 2019

OPPENHEIMER & CO. INC.

CRD#: 249

STAMFORD, CT

Past

August 23, 2012 - July 31, 2018

SUSQUEHANNA FINANCIAL GROUP, LLLP

CRD#: 35865

NEW YORK, NY

Past

September 28, 2009 - June 29, 2012

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

Past

May 5, 2009 - September 25, 2009

TRUIST SECURITIES, INC.

CRD#: 6271

ATLANTA, GA

Past

February 13, 2008 - May 6, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 26, 2005 - June 13, 2006

NATIONAL BANK OF CANADA FINANCIAL INC.

CRD#: 22698

MEW YORK, NY

Past

June 28, 2004 - April 26, 2005

NATWEST MARKETS SECURITIES INC.

CRD#: 11707

STAMFORD, CT

Past

July 3, 2002 - June 15, 2004

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

March 6, 2001 - June 26, 2002

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

February 26, 1999 - February 28, 2001

NATWEST MARKETS SECURITIES INC.

CRD#: 11707

STAMFORD, CT

Past

September 20, 1988 - June 26, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(6/3/2026)

Exams

State Security Law Exam

Series 63

Date: 11/4/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/1988

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CABRERA CAPITAL MARKETS, LLC

CABRERA CAPITAL MARKETS, INC. | FIRST SECURITIES CORPORATION | CABRERA CAPITAL MARKETS, LLC

CRD#: 10081 / SEC#: , 8-26406

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

227 W. Monroe St. Suite 3000, Chicago, IL 60606

Mailing Address

227 W. Monroe St. Suite 3000, Chicago, IL 60606

Phone number

(312) 236-8888

Established

Delaware since 04/10/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CABRERA CAPITAL, LLC	OWNER
RCF-CABRERA HOLDINGS, INC.	OWNER
AGUILAR, ROBERT LUIS	PRESIDENT	4860643
CABRERA, MARTIN [NMN] JR	CEO	2504167
WORF, JEFF ALLEN	CHIEF COMPLIANCE OFFICER	1416591

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peter Bailey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Bailey's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLAYLOCK VAN, LLC

HILLTOP SECURITIES INC.

NATWEST MARKETS SECURITIES INC.

R.W.PRESSPRICH & CO.

IMPERIAL CAPITAL, LLC

R.W.PRESSPRICH & CO.

OPPENHEIMER & CO. INC.

SUSQUEHANNA FINANCIAL GROUP, LLLP

NOMURA SECURITIES INTERNATIONAL, INC.

TRUIST SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

NATIONAL BANK OF CANADA FINANCIAL INC.

NATWEST MARKETS SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

BANC OF AMERICA SECURITIES LLC

NATWEST MARKETS SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 11/4/1988

SIE

Date: 10/1/2018

Series 7

Date: 9/17/1988

FINRA

Current Firm

CABRERA CAPITAL MARKETS, LLC

Contact information

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CABRERA CAPITAL MARKETS, LLC

TRUST BUT VERIFY

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