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RA

Robert Luis Aguilar

CABRERA CAPITAL MARKETS
CHICAGO, IL
·CRD# 4860643·22 years experience

Professional Summary

Robert Luis Aguilar is a registered financial advisor currently at CABRERA CAPITAL MARKETS, LLC located in Chicago, Illinois. Robert is registered as a RR (Registered Representative) and started their career in finance in 2007. Robert has worked at 3 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, Series 99TO, Series 50, Series 57TO, SIE, Series 87, Series 3, Series 7, Series 54, Series 53, Series 27 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

CABRERA CAPITAL MARKETS, LLC·CRD# 10081
BD
1. 227 W. Monroe St. Suite 3000, Chicago, IL 606062. 1968 Bayshore Boulevard Unit #110, Dunedin, FL 346983. 1230 Avenue Of The Americas Ste. 1902, New York, NY 100204. 227 W. Monroe St. Suite 3000, Chicago, IL 606065. 50 South 16th Street Suite 1700, Philadelphia, PA 19102
October 14, 2004 - Present
CABRERA MMI, LLC·CRD# 144124
RIA
Chicago, IL
August 1, 2007 - April 23, 2009
CABRERA ASSET MANAGEMENT, INC.·CRD# 119296
RIA
Chicago, IL
January 11, 2007 - April 27, 2007

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Current Firm

CC
CABRERA CAPITAL MARKETS, LLC

CABRERA CAPITAL MARKETS, INC. | FIRST SECURITIES CORPORATION | CABRERA CAPITAL MARKETS, LLC

CRD#: 10081 / SEC#: 8-26406
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

227 W. Monroe St. Suite 3000, Chicago, IL 60606

Mailing Address

227 W. Monroe St. Suite 3000, Chicago, IL 60606

Phone Number

(312) 236-8888

Established

Delaware since 04/10/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (30 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CABRERA CAPITAL, LLCOWNER—
RCF-CABRERA HOLDINGS, INC.OWNER—
AGUILAR, ROBERT LUISPRESIDENT4860643
CABRERA, MARTIN [NMN] JRCEO2504167
WORF, JEFF ALLENCHIEF COMPLIANCE OFFICER1416591

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(12/2/2004)
RR
Illinois
(12/2/2004)
RR
Massachusetts
(4/5/2022)
RR
New York
(12/2/2004)
RR
Pennsylvania
(12/2/2004)
RR
Texas
(12/2/2004)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2007About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2004About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Sep 2025About the Series 52TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 50 — Municipal Advisor Representative Qualification Exam

Passed Jan 2022About the Series 50 exam

Series 57TO — Securities Trader Exam

Passed Nov 2018About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Sep 2009About the Series 87 exam

Series 3 — National Commodity Futures Examination

Passed Dec 2006About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 2004About the Series 7 exam

Series 54 — Municipal Advisor Principal Qualification Examination

Passed Feb 2022About the Series 54 exam

Series 53 — Municipal Securities Principal Examination

Passed May 2014About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 2006About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Apr 2005About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Luis Aguilar's CRS (Customer Relationship Summary).

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