Scott Eric Felt
Professional Summary
Scott Eric Felt was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 1996 - 2024. Scott had worked at 17 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 50, Series 7, Series 22, Series 54, Series 27, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
ESTRADA HINOJOSA | TWENTY-FIRST CENTURY SECURITIES AND INVESTMENTS, INC. | NAVARRO-ESTRADA SECURITIES, INC. | ESTRADA SECURITIES, INC. | ESTRADA HINOJOSA & COMPANY, INC.
Contact Information
Established
Texas since 01/09/1987Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallDocuments
Part 2 Brochures
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Aug 2017About the Series 50 examSeries 22 — Direct Participation Programs Representative Examination
Passed Oct 1996About the Series 22 examSeries 54 — Municipal Advisor Principal Qualification Examination
Passed Jun 2019About the Series 54 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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