Diane M. Muhler

CETERA INVESTMENT ADVISERS LLC

BEL AIR, MD

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CRD#: 1877141

Professional summary

Diane Marie Muhler, who also goes by Diane Fitta, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bel Air, Maryland and CETERA WEALTH SERVICES, LLC located in Cockeysville, Maryland.

Diane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Diane has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Diane Fitta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MARY KAY POSITION: Independent Contractor NATURE: Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/27/2018 ADDRESS: , BelAir MD , United States DESCRIPTION: Independent Contractor 2. NOTARY PUBLIC POSITION: Independent Contractor NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: , BelAir MD , United States DESCRIPTION: Independent Contractor 3. SCC FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 12/27/2018 ADDRESS: , Towson MD , United States DESCRIPTION: Agent/Broker; 4. NAME OF OTHER BUSINESS: HOME DEPOT, INVESTMENT RELATED: NO, ADDRESS: 655 MARKETPLACE DR, BEL AIR, MD 21014, NATURE OF BUSINESS: RETAIL HARDWARE WAREHOUSE, START DATE: 04/2022, POSITION/TITLE/RELATIONSHIP: ELECTRICAL SALES ASSOCIATE, APX NUMBER OF HOURS PER WEEK: 20, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CUSTOMER SERVICE, CLEAN AND ORGANIZE SHELVES, DOWN STOCK, AND ASSIST WITH OTHER DEPARTMENTS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diane Marie Muhler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #2: 9710 Monroe St, Cockeysville, MD 21030

RIA

CRD#: 105644

BEL AIR, MD

Current

August 10, 2023 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 9710 Monroe St, Cockeysville, MD 21030

CRD#: 13572

Cockeysville, MD

Past

December 27, 2018 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

Towson, MD

Past

December 27, 2018 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

Towson, MD

Past

August 18, 2016 - December 21, 2018

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

BALTIMORE, MD

Past

December 9, 2013 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

BALTIMORE, MD

Past

December 9, 2013 - December 21, 2018

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

BALTIMORE, MD

Past

September 28, 2010 - December 9, 2013

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

FOREST HILL, MD

Past

November 27, 2007 - December 9, 2013

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

FOREST HILL, MD

Past

November 8, 2005 - November 28, 2007

IFMG SECURITIES, INC.

CRD#: 14416

BEL AIR, MD

Past

May 1, 2003 - January 10, 2005

M&T SECURITIES, INC.

CRD#: 17358

BALTIMORE, MD

Past

November 18, 1997 - May 1, 2003

ALLFIRST BROKERAGE CORPORATION

CRD#: 17531

BALTIMORE, MD

Past

March 2, 1993 - November 21, 1995

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

August 2, 1989 - November 18, 1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

August 2, 1989 - November 18, 1991

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

October 6, 1988 - July 21, 1989

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

Past

October 6, 1988 - July 21, 1989

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(8/10/2023)

IAR

Maryland
(8/10/2023)

Montana
(8/10/2023)

North Carolina
(1/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/27/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/3/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/3/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/4/1988

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Diane M. Muhler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diane Marie Muhler's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

IFMG SECURITIES, INC.

M&T SECURITIES, INC.

ALLFIRST BROKERAGE CORPORATION

LOCUST STREET SECURITIES, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/27/2010

Series 63

Date: 2/3/1998

SIE

Date: 10/1/2018

Series 7

Date: 11/3/2008

Series 6

Date: 10/4/1988

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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