Michael Wise

TENEO SECURITIES LLC

New York, NY 10017

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CRD#: 1875743

Professional summary

Michael Wise, who also goes by Michael R Wise, Michael Wise, Michael Robert Wise, is a registered financial professional currently at TENEO SECURITIES LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael R Wise | Michael Wise | Michael Robert Wise

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Wise's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2025 - Present

TENEO SECURITIES LLC

Office #1: 280 Park Avenue 4th Floor, New York, NY 10017

CRD#: 151256

New York, NY

Past

December 16, 2021 - May 11, 2025

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

May 10, 2019 - November 17, 2021

BOFA SECURITIES, INC.

CRD#: 283942

NEW YORK, NY

Past

August 24, 2015 - May 10, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 11, 2010 - July 10, 2015

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

January 13, 1997 - November 10, 2010

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

August 23, 1991 - January 20, 1997

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

Past

October 19, 1988 - August 20, 1991

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(10/16/2025)

Exams

State Security Law Exam

Series 63

Date: 10/19/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 4/21/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TENEO SECURITIES LLC

MARBLE NORTH SECURITIES LLC | VERAPOINT SECURITIES LLC | TENEO SECURITIES LLC

CRD#: 151256 / SEC#: , 8-68354

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

280 Park Avenue 4th Floor, New York, NY 10017

Mailing Address

280 Park Avenue 4th Floor, New York, NY 10017

Phone number

(212) 886-1600

Established

Delaware since 07/17/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TENEO CAPITAL CORPORATION	SOLE MEMBER
BOGUSLASKI, CHARLES ROBERT	CHIEF OFFICER	4845807
HALLERAN, KRISTIN MARIE	CHIEF COMPLIANCE OFFICER	4726430
POLKOWITZ, GARY CRAIG	MEMBER OF BOARD OF DIRECTORS	2866014
ROTHENBERG, SHARI P	FINOP/PFO/POO	6590875
SULLIVAN, STEVEN MICHAEL	MEMBER OF BOARD OF DIRECTORS	5162216

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael Wise

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Wise's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

BOFA SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

GOLDMAN SACHS & CO. LLC

MORGAN STANLEY & CO. LLC

LAZARD FRERES & CO. LLC

SALOMON BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/19/1988

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/15/1988

Series 10

Date: 1/2/2023

Series 24

Date: 4/21/1999

FINRA

Current Firm

TENEO SECURITIES LLC

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TENEO SECURITIES LLC

TRUST BUT VERIFY

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