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RW

Richard Edward Wright Jr

ODEON CAPITAL GROUP
NEW YORK, NY
·CRD# 1865046·38 years experience

Professional Summary

Richard Edward Wright JR, who also goes by Richard Edward Wright, is a registered financial advisor currently at ODEON CAPITAL GROUP LLC located in New York, New York. Richard is registered as a RR (Registered Representative) and started their career in finance in 1988. Richard has worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Richard Edward Wright

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

Current

ODEON CAPITAL GROUP LLCCurrent·CRD# 148493
BD
750 Lexington Avenue, New York, NY 10022
June 3, 2026 - Present

Past

LPS CAPITAL LLCPast·CRD# 155246
BD
New York, NY
April 2, 2025 - June 1, 2026
COHEN & COMPANY SECURITIES, LLCPast·CRD# 149758
BD
New York, NY
June 9, 2022 - August 9, 2024
RBC CAPITAL MARKETS, LLCPast·CRD# 31194
BD
Stamford, CT
August 3, 2020 - February 9, 2022
OLIVETREE FINANCIAL, LLCPast·CRD# 154026
BD
New York, NY
February 5, 2020 - August 4, 2020
CASTLEOAK SECURITIES, LPPast·CRD# 125334
BD
New York, NY
May 2, 2016 - May 26, 2017
JEFFERIES LLCPast·CRD# 2347
BD
New York, NY
July 11, 2008 - February 12, 2016
JEFFERIES HIGH YIELD TRADING, LLCPast·CRD# 47363
BD
Stamford, CT
August 22, 2008 - June 3, 2013
J.P. MORGAN SECURITIES LLCPast·CRD# 79
BD
New York, NY
September 18, 1995 - June 23, 2008
DAIN RAUSCHER INCORPORATEDPast·CRD# 7600
BD
November 14, 1994 - September 1, 1995
CLAYTON BROWN & ASSOCIATES, INC.Past·CRD# 3664
BD
Chicago, IL
October 1, 1992 - November 14, 1994
HAMILTON INVESTMENTS, INC.Past·CRD# 821
BD
January 27, 1992 - September 18, 1992
PARLIAMENT HILL CAPITAL CORP.Past·CRD# 11417
BD
March 21, 1990 - June 6, 1991
RICKEL & ASSOCIATES, INC.Past·CRD# 7839
BD
New York, NY
September 28, 1988 - November 11, 1989

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Current Firm

OC
ODEON CAPITAL GROUP LLC

ASTERISK CAPITAL LLC | TALON SECURITIES LLC | PBC ADVSIORS LLC | ODEON CAPITAL GROUP LLC | EAS ADVISORS

CRD#: 148493 / SEC#: 8-68033
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

750 Lexington Avenue 27th Fl., New York, NY, 10022

Mailing Address

750 Lexington Avenue 27th Fl., New York, NY, 10022

Phone Number

(212) 257-6970

Established

Delaware since 09/05/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SCHWARTZBERG, EVANEXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL4577412
VAN ALSTYNE, MATHEW HADLOCKEXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL5616065
DORFMAN, AARON PAULFINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER6158487
TOLLA, CHRISTOPHER JCHIEF COMPLIANCE OFFICER/CHIEF INFORMATION OFFICER5516420
WOLF, THOMAS MICHAELSVP/ROSFP4509850

Disclosures

Regulatory Event

5

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(6/4/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2020About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1988About the Series 7 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Richard Edward Wright JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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