Richard E. Wright
Professional summary
Richard Edward Wright JR, who also goes by Richard Edward Wright, is a registered financial professional currently at ODEON CAPITAL GROUP LLC located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1988. Richard has worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Edward Wright JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2026 - Present
ODEON CAPITAL GROUP LLC
Office #1: 750 Lexington Avenue, New York, NY 10022April 2, 2025 - June 1, 2026
LPS CAPITAL LLC
June 9, 2022 - August 9, 2024
COHEN & COMPANY SECURITIES, LLC
August 3, 2020 - February 9, 2022
RBC CAPITAL MARKETS, LLC
February 5, 2020 - August 4, 2020
OLIVETREE FINANCIAL, LLC
May 2, 2016 - May 26, 2017
CASTLEOAK SECURITIES, LP
August 22, 2008 - June 3, 2013
JEFFERIES HIGH YIELD TRADING, LLC
July 11, 2008 - February 12, 2016
JEFFERIES LLC
September 18, 1995 - June 23, 2008
J.P. MORGAN SECURITIES LLC
November 14, 1994 - September 1, 1995
DAIN RAUSCHER INCORPORATED
October 1, 1992 - November 14, 1994
CLAYTON BROWN & ASSOCIATES, INC.
January 27, 1992 - September 18, 1992
HAMILTON INVESTMENTS, INC.
March 21, 1990 - June 6, 1991
PARLIAMENT HILL CAPITAL CORP.
September 28, 1988 - November 11, 1989
RICKEL & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/4/2026)
Exams
FINRA
Nasdaq Stock Market
Current Firm
ODEON CAPITAL GROUP LLC
CRD#: 148493 / SEC#: , 8-68033
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWARTZBERG, EVAN | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 4577412 |
| VAN ALSTYNE, MATHEW HADLOCK | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 5616065 |
| DORFMAN, AARON PAUL | FINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 6158487 |
| TOLLA, CHRISTOPHER J | CHIEF COMPLIANCE OFFICER/CHIEF INFORMATION OFFICER | 5516420 |
| WOLF, THOMAS MICHAEL | SVP/ROSFP | 4509850 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
