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Paul T Gannon

CRD# 1864534·Registered 1994 - 2026
Previously Registered: Being a previously registered professional could mean that Paul is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Paul T Gannon, who also goes by Paul T Gannon, Paul Teilhard Gannon, was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 1994 - 2026. Paul had worked at 14 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Paul T Gannon, Paul Teilhard Gannon

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

Past

ANICO FINANCIAL SERVICES, INC.Past·CRD# 158883
BD
Galveston, TX
January 25, 2024 - January 27, 2026
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLCPast·CRD# 2881
RIA
Westminster, CO
September 25, 2023 - January 4, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLCPast·CRD# 2881
BD
Milwaukee, WI
September 25, 2023 - January 4, 2024
FIRST HEARTLAND CONSULTANTS, INC.Past·CRD# 110377
RIA
Westminister, CO
September 24, 2021 - July 31, 2023
FIRST HEARTLAND CAPITAL, INC.Past·CRD# 32460
BD
Lake St. Louis, MO
September 24, 2021 - July 31, 2023
BFC PLANNING, INC.Past·CRD# 119682
RIA
Westminster, CO
October 2, 2018 - September 23, 2021
SECURITIES MANAGEMENT & RESEARCH, INC.Past·CRD# 759
BD
Westminster, CO
May 24, 2017 - September 23, 2021
PACIFIC SELECT DISTRIBUTORS, LLCPast·CRD# 4452
BD
Greenwood Village, CO
April 8, 2010 - January 27, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLCPast·CRD# 16164
BD
Westminster, CO
December 13, 2007 - May 8, 2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLCPast·CRD# 40178
BD
Franklin, TN
June 17, 2004 - September 21, 2005
AFS BROKERAGE, INC.Past·CRD# 25924
BD
Austin, TX
January 2, 2004 - June 4, 2004
BOFA DISTRIBUTORS, INC.Past·CRD# 30683
BD
Boston, MA
November 18, 2002 - December 1, 2003
JACKSON NATIONAL LIFE DISTRIBUTORS LLCPast·CRD# 40178
BD
Franklin, TN
April 5, 2002 - August 28, 2002
SLD AMERICA EQUITIES, INC.Past·CRD# 36259
BD
West Chester, PA
May 16, 2000 - January 16, 2002
TRANSAMERICA FINANCIAL ADVISORS, LLCPast·CRD# 16164
BD
Philadelphia, PA
December 19, 1996 - February 7, 2000
TRANSAMERICA FINANCIAL ADVISORS, LLCPast·CRD# 16164
BD
Philadelphia, PA
May 29, 1996 - July 18, 1996
PRUCO SECURITIES, LLC.Past·CRD# 5685
BD
Newark, NJ
August 17, 1995 - April 5, 1996
FRANKLIN/TEMPLETON DISTRIBUTORS, LLCPast·CRD# 332
BD
San Mateo, CA
September 1, 1994 - August 8, 1995

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Current Firm

AF
ANICO FINANCIAL SERVICES, INC.

ANICO FINANCIAL SERVICES, INC.

CRD#: 158883 / SEC#: 8-68938
BD
Terminated by SEC on 03/29/2026

Contact Information

Established

Texas since 12/21/2010

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
AMERICAN NATIONAL INSURANCE COMPANYDIRECT OWNER—
LUIKART, THAD MICHAELDIRECTOR, PRESIDENT & CEO5111050
RUSTAD, STEPHANIE THERESEFINOP2327465
WHITE, STACEY LEIGHAVP, CHIEF COMPLIANCE OFFICER2721039

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

First Heartland Consultants. Investment related. Investment Advisory Services. Employee. Start Date 9/22/21 First Heartland Companies. Not investment related. Employee. Vice President of New Business. Start Date 9/22/21.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2018About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2014About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 2023About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1997About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1994About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jul 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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