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AP

Andre J. Peschong

ARCSTONE SECURITIES LLC
NEW YORK, NY 11232
Some features on this profile are disabled
CRD#: 1864514
AP

Professional summary

Andre John Peschong is a registered financial professional currently at ARCSTONE SECURITIES LLC located in New York, New York.

Andre is registered as a RR (Registered Representative) and started their career in finance in 1988. Andre has worked at 14 firms and has passed the Series 63, Series 62, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andre John Peschong's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 1, 2025 - Present

ARCSTONE SECURITIES LLC

Office #1: 885 Third Avenue 21st Floor, New York, NY 11232
BD
CRD#: 306029
NEW YORK, NY
Past

April 15, 2024 - November 12, 2024

DOMINARI SECURITIES LLC

BD
CRD#: 18975
NEW YORK, NY
Past

January 21, 2019 - September 20, 2022

GREAT PINE INVESTMENTS LLC

BD
CRD#: 31538
MIAMI, FL
Past

July 28, 2014 - October 24, 2016

MERIT SECURITIES, LLC

BD
CRD#: 165470
Newport Beach, CA
Past

May 3, 2013 - July 15, 2014

FINANCE 500, INC.

BD
CRD#: 12981
IRVINE, CA
Past

January 3, 2012 - May 3, 2013

INDEPENDENT INVESTMENT BANKERS, CORP.

BD
CRD#: 154134
AUSTIN, TX
Past

August 8, 2011 - December 2, 2011

ASCENDIANT SECURITIES, LLC

BD
CRD#: 129236
IRVINE, CA
Past

October 12, 2007 - July 9, 2010

LONGVIEW FINANCIAL GROUP, INC

BD
CRD#: 38286
COSTA MESA, CA
Past

January 5, 2005 - March 1, 2006

INSTREAM PARTNERS LLC

BD
CRD#: 110443
SUNNYVALE, CA
Past

November 26, 2002 - April 22, 2003

MARV CAPITAL INC.

BD
CRD#: 104390
NEW YORK, NY
Past

February 10, 1994 - August 2, 1995

JACKSON KOHLE & CO.

BD
CRD#: 17788
SAN CLEMENTE, CA
Past

October 22, 1990 - March 4, 1992

ROTH CAPITAL PARTNERS, LLC

BD
CRD#: 15407
NEWPORT BEACH, CA
Past

February 1, 1990 - November 23, 1990

SACKS INVESTMENT COMPANY, INC.

BD
CRD#: 16377
Past

August 25, 1989 - December 16, 1989

ROSS ANDERSON CAPITAL MANAGEMENT, INC.

BD
CRD#: 22231
Past

August 23, 1988 - August 31, 1989

SACKS INVESTMENT COMPANY, INC.

BD
CRD#: 16377

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/4/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/5/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/24/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/20/1988
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ARCSTONE SECURITIES LLC
ARCSTONE SECURITIES LLC | ARCVIEW CAPITAL, LLC

CRD#: 306029 / SEC#: , 8-70439

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
885 Third Avenue 21st Floor, New York, NY 11232
Mailing Address
885 Third Avenue 21st Floor, New York, NY 11232
Phone number
(646) 226-9300
Established
Delaware since 08/13/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARCVIEW GROUP, INCOWNER
RED RAVEN CAPITAL LLCOWNER
ARCSTONE US CORPHOLDING COMPANY
RED TITAN CAPITAL LLCOWNER
KANN, STEPHEN MICHAELPRINCIPAL1641281
THORNTON, STEVEN LEEPFO & CCO4496384

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARCSTONE SECURITIES LLC

CRD#: 306029New York, NY 11232

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