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CRD#: 306029
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ARCSTONE SECURITIES LLC is located at 885 Third Avenue 21st Floor, New York, NY 11232 and was first established at Long Island, Delaware in 08/13/2019. After operating for 6 years, ARCSTONE SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ARCSTONE SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. ARCSTONE SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ARCSTONE SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ARCSTONE SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ARCSTONE SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ARCSTONE SECURITIES LLC Comes From

Understanding the Statistics for ARCSTONE SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
3

FIRM INFORMATION

Main Address
885 Third Avenue 21st Floor, New York, NY 11232
Mailing Address
885 Third Avenue 21st Floor, New York, NY 11232
Firm Size
Small
Phone Number
(646) 226-9300
Established
Delaware since 08/13/2019
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ARCVIEW GROUP, INCOWNER
RED RAVEN CAPITAL LLCOWNER
ARCSTONE US CORPHOLDING COMPANY
RED TITAN CAPITAL LLCOWNER
KANN, STEPHEN MICHAELPRINCIPAL1641281
THORNTON, STEVEN LEEPFO & CCO4496384

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at ARCSTONE SECURITIES LLC

SK

Stephen Michael Kann

Steve Kann
RR
CRD#: 1641281
Location:
New York, NY 11232
Company:
ARCSTONE SECURITIES LLC
Disclosures:
Experience:
38 years
View Profile
AP

Andre John Peschong

RR
CRD#: 1864514
Location:
New York, NY 11232
Company:
ARCSTONE SECURITIES LLC
Disclosures:
Experience:
37 years
View Profile
ST

Steven Lee Thornton

Steve Lee Thornton
RR
CRD#: 4496384
Location:
Pasadena, CA 91101
Company:
THE SPARTAN GROUP
Disclosures:
Experience:
26 years
View Profile
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