Greg T. Vittor

PHILPOTT BALL & WERNER

Charlotte, NC 28277

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CRD#: 1864219

Professional summary

Greg Todd Vittor, who also goes by Greg Todd VIttor, Greg Vittor, is a registered financial professional currently at PHILPOTT BALL & WERNER, LLC located in Charlotte, North Carolina and ENCLAVE CAPITAL LLC located in Boca Raton, Florida.

Greg is registered as a RR (Registered Representative) and started their career in finance in 1988. Greg has worked at 26 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 57TO, Series 79TO, SIE, Series 55, Series 42, Series 62, Series 27, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Greg Todd Vittor | Greg Vittor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Greg Todd Vittor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2011 - Present

PHILPOTT BALL & WERNER, LLC

Office #1: 11325 North Community House Road Suite 430, Charlotte, NC 28277Office #2: 11325 North Community House Road Suite 430, Charlotte, NC 28277

CRD#: 156364

Charlotte, NC

Current

April 15, 2019 - Present

ENCLAVE CAPITAL LLC

Office #1: 301 Yamato Road Suite 2198, Boca Raton, FL 33431

CRD#: 22732

Boca Raton, FL

Current

July 1, 2022 - Present

WOLF A. POPPER, INC.

Office #1: 21 Mayhew Drive, Livingston, NJ 07039

CRD#: 44974

Livingston, NJ

Current

November 1, 2024 - Present

BANYAN SECURITIES, LLC

Office #1: 17 E Sir Francis Drake Blvd Suite 201, Larkspur, CA 94939

CRD#: 22395

Larkspur, CA

Current

January 6, 2025 - Present

WILMINGTON CAPITAL SECURITIES, LLC

Office #1: 666 Old Country Road Suite 505, Garden City, NY 11530

RIA

CRD#: 133839

GARDEN CITY, NY

Past

August 1, 2025 - December 23, 2025

EBISU SECURITIES INC.

CRD#: 305184

HONOLULU, HI

Past

June 13, 2024 - June 18, 2024

GARDEN STATE SECURITIES, INC.

CRD#: 10083

RED BANK, NJ

Past

September 11, 2023 - May 21, 2024

BG STRATEGIC ADVISORS LLC

CRD#: 124448

WEST PALM BEACH, FL

Past

December 19, 2022 - August 6, 2024

OPES BESPOKE SECURITIES LLC

CRD#: 129841

NEW YORK, NY

Past

December 9, 2022 - March 6, 2024

XNERGY FINANCIAL LLC

CRD#: 144436

LOS ANGELES, CA

Past

December 8, 2022 - December 8, 2022

SEQUOIA INVESTMENTS, INC.

CRD#: 39341

ROSWELL, GA

Past

December 8, 2022 - December 16, 2022

NYPPEX, LLC

CRD#: 47654

LANSING, MI

Past

March 7, 2022 - June 5, 2023

STORMHARBOUR SECURITIES LP

CRD#: 35997

NEW YORK, NY

Past

November 12, 2021 - May 31, 2024

DONALD CAPITAL LLC

CRD#: 297763

NEW YORK, NY

Past

January 2, 2019 - February 28, 2023

SPENCER CLARKE LLC

CRD#: 41316

NORTH MIAMI, FL

Past

March 2, 2018 - August 9, 2018

XLII FINANCIAL SERVICES LLC

CRD#: 289250

DALLAS, TX

Past

February 12, 2018 - April 20, 2018

COMMONGOOD SECURITIES LLC

CRD#: 289317

WINTER PARK, FL

Past

August 4, 2010 - November 8, 2021

MARLIN & ASSOCIATES SECURITIES LLC

CRD#: 152650

NEW YORK, NY

Past

August 23, 2007 - December 23, 2009

VCS VENTURE SECURITIES

CRD#: 127921

NEW YORK, NY

Past

May 30, 2006 - May 3, 2007

AMERICAN UNION SECURITIES, INC.

CRD#: 131305

NEW YORK, NY

Past

March 12, 2004 - May 10, 2006

JERSEY SHORE TRADING GROUP INC.

CRD#: 47440

RED BANK, NJ

Past

September 4, 1997 - September 24, 2003

METRO TRADING, INC.

CRD#: 42484

DEERFIELD BEACH, FL

Past

May 3, 1991 - July 29, 1997

TUSCANY EQUITY MANAGEMENT CORPORATI0N

CRD#: 20016

DEERFIELD BEACH, FL

Past

January 24, 1989 - October 19, 1989

ALISON, BAER SECURITIES INC.

CRD#: 11808

Past

September 7, 1988 - February 11, 1989

KOBER FINANCIAL CORP.

CRD#: 17551

Past

September 6, 1988 - September 19, 1988

R.B. MARICH, INC.

CRD#: 13227

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WILMINGTON CAPITAL SECURITIES, LLC

CRD#: 133839 / SEC#: 801-101483, 8-67149

RIA

Registered Investment Advisory firm - SEC (7/27/2015 Approved)

New Jersey

Registered Investment Advisory firm - SEC (7/28/2015 Terminated)

New York

Registered Investment Advisory firm - SEC (4/6/2016 Terminated)

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/14/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/6/2023

General Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/9/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 42

Date: 2/7/1996

Registered Options Representative Examination

General Industry/Product Exam

Series 62

Date: 9/1/1988

Corporate Securities Limited Representative Examination

Principal/Supervisory Exam

Series 27

Date: 11/10/2009

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 2/22/1996

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/5/1991

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

Current Firm

WILMINGTON CAPITAL SECURITIES, LLC

CRD#: 133839 / SEC#: 801-101483, 8-67149

RIA

Registered Investment Advisory firm - SEC (7/27/2015 Approved)

New Jersey

Registered Investment Advisory firm - SEC (7/28/2015 Terminated)

New York

Registered Investment Advisory firm - SEC (4/6/2016 Terminated)

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

666 Old Country Road Suite 505, Garden City, NY 11530

Mailing Address

666 Old Country Road Suite 505, Garden City, NY 11530

Phone number

(516) 750-6200

Established

New York since 11/18/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (7 States and Territories)

FINRA licenses (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

WILMINGTON CAPITAL SECURITIES, LLC (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
WILMINGTON CAPITAL GROUP, INC.	PARENT COMPANY
COLUMBO, JOSEPH DONALD	CHAIRMAN OF BROKER DEALER, GENERAL PRINCIPAL, GOVERNMENT SECURITIES PRINCIPAL, MSRB PRINCIPAL, ELECTED MANAGER	823524
DORUSHKIN, RONALD BRETT	CEO OF BROKER DEALER, GENERAL PRINCIPAL, ELECTED MANAGER	2245185
LEE, DENNIS PETER	CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER OF BROKER DEALER AND INVESTMENT ADVISOR, REGISTERED OPTIONS PRINCIPAL	6008539
MIKES, JOHN	PRESIDENT OF BROKER DEALER, GENERAL SECURITIES PRINCIPAL, ELECTED MANAGER,OSJ SUPERVISOR	2458544
VITTOR, GREG TODD	FINOP, PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER	1864219

Regulatory assets under management

Total Number of Accounts	279
AUM (Assets Under Management)	$ 258,250,437

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Greg T. Vittor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Greg Todd Vittor's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENCLAVE CAPITAL LLC

WOLF A. POPPER, INC.

BANYAN SECURITIES, LLC

WILMINGTON CAPITAL SECURITIES, LLC

EBISU SECURITIES INC.

GARDEN STATE SECURITIES, INC.

BG STRATEGIC ADVISORS LLC

OPES BESPOKE SECURITIES LLC

XNERGY FINANCIAL LLC

SEQUOIA INVESTMENTS, INC.

NYPPEX, LLC

STORMHARBOUR SECURITIES LP

DONALD CAPITAL LLC

SPENCER CLARKE LLC

XLII FINANCIAL SERVICES LLC

COMMONGOOD SECURITIES LLC

MARLIN & ASSOCIATES SECURITIES LLC

VCS VENTURE SECURITIES

AMERICAN UNION SECURITIES, INC.

JERSEY SHORE TRADING GROUP INC.

METRO TRADING, INC.

TUSCANY EQUITY MANAGEMENT CORPORATI0N

ALISON, BAER SECURITIES INC.

KOBER FINANCIAL CORP.

R.B. MARICH, INC.

Primary Firm SEC Registration

WILMINGTON CAPITAL SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/14/1988

Series 7TO

Date: 2/6/2023

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 3/9/2000

Series 42

Date: 2/7/1996

Series 62

Date: 9/1/1988

Series 27

Date: 11/10/2009

Series 4

Date: 2/22/1996

Series 24

Date: 9/5/1991

FINRA

NYSE Arca, Inc.

Nasdaq Stock Market

Current Firm

WILMINGTON CAPITAL SECURITIES, LLC

Contact information

SEC notice filing (7 States and Territories)

FINRA licenses (49 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags