Krista F. Kersey

NOVA CAPITAL SOLUTIONS

Pompano Beach, FL 33062

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CRD#: 1864116

Professional summary

Krista Fanning Kersey, who also goes by Krista Ann Fanning, Krista Ann Kersey, Krista Fanning Kersey, is a registered financial professional currently at NOVA CAPITAL SOLUTIONS, LLC located in Pompano Beach, Florida.

Krista is registered as a RR (Registered Representative) and started their career in finance in 1993. Krista has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Krista Ann Fanning | Krista Ann Kersey | Krista Fanning Kersey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Krista Fanning Kersey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2016 - Present

NOVA CAPITAL SOLUTIONS, LLC

Office #1: 2125 E. Atlantic Boulevard, Pompano Beach, FL 33062Office #2: 2125 E. Atlantic Boulevard, Pompano Beach, FL 33062

CRD#: 174636

Pompano Beach, FL

Past

August 1, 2012 - March 20, 2014

ENDEAVOR CAPITAL

CRD#: 118820

NEW YORK, NY

Past

August 6, 2009 - July 8, 2010

STREETCAPITAL, INC

CRD#: 104034

ROSWELL, GA

Past

March 16, 2004 - June 8, 2007

FRANKLIN ROSS, INC.

CRD#: 43610

PRINCETON, NJ

Past

August 8, 1997 - August 23, 2002

KERSEY, SCILLIA, FORSTER AND BROOKS, INC.

CRD#: 41837

FT. LAUDERDALE, FL

Past

September 21, 1993 - April 24, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/29/2016)

New York
(5/6/2016)

Texas
(4/28/2021)

Exams

State Security Law Exam

Series 63

Date: 5/5/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NOVA CAPITAL SOLUTIONS, LLC

CRD#: 174636 / SEC#: , 8-69575

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

2125 E. Atlantic Boulevard, Pompano Beach, FL 33062

Mailing Address

2125 E. Atlantic Boulevard, Pompano Beach, FL 33062

Phone number

(954) 663-9200

Established

Florida since 10/09/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (5 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
UMHAFER, NEIL	SHAREHOLDER
KERSEY, KRISTA ANN	PRESIDENT/CEO, CHIEF COMPLIANCE OFFICER	1864116
COLOMBO, DOUGLAS	FINOP	1858351
MEADOWS, CHRISTOPHER MATTHEW	MANAGING DIRECTOR, COMPLIANCE OFFICER	2315300

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Krista F. Kersey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Krista Fanning Kersey's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENDEAVOR CAPITAL

STREETCAPITAL, INC

FRANKLIN ROSS, INC.

KERSEY, SCILLIA, FORSTER AND BROOKS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 5/5/2016

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/20/1993

Series 14

Date: 1/2/2023

Series 24

Date: 1/2/2023

FINRA

Current Firm

NOVA CAPITAL SOLUTIONS, LLC

Contact information

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

NOVA CAPITAL SOLUTIONS, LLC

TRUST BUT VERIFY

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