Brian A. Maxwell

MILL CREEK CAPITAL ADVISORS

Conshohocken, PA 19428

CRD#: 1863994

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Professional summary

Brian Andrew Maxwell, AIF® is a registered financial advisor currently at MILL CREEK CAPITAL ADVISORS, LLC located in Conshohocken, Pennsylvania.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Brian has worked at 9 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Andrew Maxwell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

February 7, 2011 - Present

MILL CREEK CAPITAL ADVISORS, LLC

Office #1: 161 Washington Street Suite 1500, Conshohocken, PA 19428

RIA

CRD#: 141470

Conshohocken, PA

Past

July 13, 2004 - October 2, 2007

YP, LLC

CRD#: 126059

PITTSBURGH, PA

Past

April 17, 2000 - November 20, 2002

YP, LLC

CRD#: 23742

PITTSBURGH, PA

Past

April 4, 1994 - December 1, 1994

PARKER/HUNTER INCORPORATED

CRD#: 7324

Past

March 1, 1994 - April 19, 1994

PNC BROKERAGE CORP

CRD#: 34671

Past

August 19, 1992 - March 11, 1994

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

Past

December 1, 1989 - September 13, 1990

HIBBARD BROWN & CO., INC.

CRD#: 18246

Past

September 1, 1988 - December 18, 1989

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

Past

August 23, 1988 - September 2, 1988

COLEMAN FINANCIAL SERVICES, INC.

CRD#: 16293

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MILL CREEK CAPITAL ADVISORS, LLC

CRD#: 141470 / SEC#: 801-67173

RIA

Registered Investment Advisory firm - (9/19/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/7/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/27/2000

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/29/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/25/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/14/2000

General Securities Representative Examination

Current Firm

MILL CREEK CAPITAL ADVISORS, LLC

CRD#: 141470 / SEC#: 801-67173

RIA

Registered Investment Advisory firm - (9/19/2006 Approved)

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Contact information

Main Address

161 Washington Street Suite 1500, Conshohocken, PA 19428

Mailing Address

Phone number

(610) 941-7700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MILL CREEK CAPITAL ADVISORS, LLC (4/1/2025)

Regulatory assets under management

Total Number of Accounts	2,260
AUM (Assets Under Management)	$ 9,169,595,643

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/30/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian A. Maxwell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Andrew Maxwell's CRS (Customer Relationship Summary).

Certified licenses

Experience

YP, LLC

YP, LLC

PARKER/HUNTER INCORPORATED

PNC BROKERAGE CORP

CAPITAL BROKERAGE CORPORATION

HIBBARD BROWN & CO., INC.

KEOGLER, MORGAN & COMPANY, INC.

COLEMAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MILL CREEK CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/27/2000

Series 65

Date: 6/29/1994

Series 63

Date: 8/25/1988

Series 7

Date: 4/14/2000

Current Firm

MILL CREEK CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MILL CREEK CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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