Frank S. Hennessey
Professional summary
Frank Samuel Hennessey, AIF®, who also goes by Francis Samuel Hennessey, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Phoenixville, Pennsylvania and AMERITAS INVESTMENT COMPANY, LLC located in Phoenixville, Pennsylvania.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Frank has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frank Samuel Hennessey's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 1260 Valley Forge Rd. Ste 107, Phoenixville, PA 19460June 30, 2006 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 1260 Valley Forge Rd. Suite 107, Phoenixville, PA 19460June 30, 2006 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
October 16, 2002 - June 30, 2006
CARILLON INVESTMENTS, INC.
February 21, 1990 - June 30, 2006
CARILLON INVESTMENTS, INC.
September 21, 1988 - October 12, 1989
CINCINNATI ANALYSTS, INC.
Primary Firm SEC Registration
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/14/2017)
(7/8/2013)
(8/25/2006)
(1/5/2017)
(6/30/2006)
(9/10/2007)
(6/2/2014)
(1/5/2016)
(6/30/2006)
(4/5/2018)
(3/14/2008)
(4/15/2019)
(6/30/2006)
(6/30/2006)
(6/30/2006)
(4/28/2016)
(3/20/2014)
(6/30/2006)
(11/1/2021)
(9/7/2022)
(10/6/2017)
(11/1/2021)
(6/7/2023)
(3/23/2015)
(7/31/2019)
Exams
FINRA
Current Firm
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
