DF
David Fazzini
AMERITAS ADVISORY SERVICES
PHOENIXVILLE, PA 19460
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CRD#: 1862607
DF
Professional summary
David Fazzini, who also goes by Dave Fazzini, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Phoenixville, Pennsylvania and AMERITAS INVESTMENT COMPANY, LLC located in Phoenixville, Pennsylvania.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. David has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dave Fazzini
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Licensed as an Independent Insurance Agent to sell fixed Insurance Products * PREMIER PLANNING GROUP; SAME AS BRANCH; INV REL; INSURANCE AGENCY; OWNER/AGENT; START DATE=07/1993; HRS/MO=40; TRADING HRS/MO=40; MANAGE STAFF AND SELL FIXED INSURANCE * PREMIER PLANNING PARTNERS, LLC; NON INV REL; 221 E 4TH ST STE 405, CINCINNATI, OH 45202; MARKETING ORGANIZATION; PARTNER; START DATE=05/2023; HRS/MO=8; TRADING HRS/MO=8; COLLABORATE WITH OTHER PARTNERS AND MANAGER FOR IDEA SHARING AND OVERALL DIRECTION OF THE PARTNERSHIP
CRS (Client Relationship Summary) - RIA
Click below to view David Fazzini's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 1260 Valley Forge Rd. Ste 107, Phoenixville, PA 19460RIA
CRD#: 317245
PHOENIXVILLE, PA
Current
June 30, 2006 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 1260 Valley Forge Rd. Suite 107, Phoenixville, PA 19460BD
CRD#: 14869
Phoenixville, PA
Past
March 24, 2020 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
LINCOLN, NE
Past
September 14, 1988 - June 30, 2006
CARILLON INVESTMENTS, INC.
BD
CRD#: 14646
PHOENIXVILLE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/19/2025)
RR
Arizona(4/25/2017)
RR
California(6/30/2006)
RR
Colorado(12/9/2013)
RR
Connecticut(7/17/2018)
RR
Delaware(6/30/2006)
RR
District of Columbia(12/3/2019)
RR
Florida(6/30/2006)
RR
Georgia(2/1/2010)
RR
Hawaii(6/23/2020)
RR
Indiana(8/15/2024)
RR
Kentucky(11/29/2012)
RR
Maryland(6/30/2006)
RR
Massachusetts(6/30/2006)
RR
Michigan(6/1/2020)
RR
Missouri(7/16/2007)
RR
New Hampshire(6/30/2006)
RR
New Jersey(6/30/2006)
RR
New York(6/30/2006)
RR
North Carolina(6/30/2006)
RR
Ohio(11/26/2008)
RR
Oklahoma(12/12/2024)
RR
Oregon(1/23/2014)
RR
Pennsylvania(6/30/2006)
IAR
Pennsylvania(11/1/2021)
RR
South Carolina(3/31/2021)
RR
Texas(7/13/2010)
IAR
Texas(7/15/2023)
RR
Utah(5/26/2021)
RR
Vermont(9/16/2022)
RR
Virginia(6/30/2006)
RR
Washington(7/3/2012)
RR
Wisconsin(12/22/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
