Todd C. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Christopher Johnson was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1988. Todd had worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2012 - May 7, 2012
WTS PROPRIETARY TRADING GROUP LLC
April 19, 2011 - January 10, 2012
DIMENSION TRADING GROUP, LLC
May 13, 2008 - June 4, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
September 25, 1995 - September 30, 1997
IAC SECURITIES, INC.
September 12, 1988 - February 8, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 12, 1988 - February 8, 1995
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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