Scott E. Friedman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Eric Friedman was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2001. Scott had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2019 - October 8, 2019
MIDDLEMARCH SECURITIES LLC
January 21, 2016 - July 10, 2017
HB SECURITIES, LLC
December 1, 2014 - January 22, 2016
OBERON SECURITIES, LLC
May 31, 2011 - August 3, 2012
CORINTHIAN PARTNERS, L.L.C.
November 14, 2008 - April 4, 2011
RIVIERE SECURITIES LTD.
June 23, 2006 - November 4, 2008
FORTIS SECURITIES LLC
April 26, 2004 - June 1, 2006
SG AMERICAS SECURITIES, LLC
October 24, 2001 - April 26, 2004
COWEN AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MIDDLEMARCH SECURITIES LLC
CRD#: 283508 / SEC#: , 8-69758
Contact information
FINRA licenses (8 States and Territories)
Red Flags
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