DS
David B. Schlabach
HUMMEL WEALTH MANAGEMENT
BERLIN, OH 44610
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CRD#: 1860959
DS
Professional summary
David B Schlabach, who also goes by David Brent Schlabach, is a registered financial advisor currently at HUMMEL WEALTH MANAGEMENT, LLC located in Berlin, Ohio and ON INVESTMENT MANAGEMENT CO located in Berlin, Ohio.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. David has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Brent Schlabach
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)HOMESPUN TREASURES LTD; NON INVESTMENT RELATED; 3147 SR 39 WALNUT CREEK, OH 44687; RETAIL STORES SELLING FOLK ART & CRAFTS; OWNER; CURRENT; 20 HOURS PER MONTH; RETAIL STORES SELLING FOLK ART & CRAFTS. 2)PREMIER HOUSING LTD; NOT INVESTMENT RELATED; REAL ESTATE HOLDING; 1/3 OWNER; 01/01/2007 TO PRESENT; 1 HOUR PER MONTH; SILENT PARTNER OWN 1 BUILDING WITH 7 TENANTS. 3)HUMMEL WEALTH MANAGEMENT; YES INVESTMENT RELATED; 4585 ST RT 39, BERLIN, OH 44610; INVESTMENT ADVISORY; RIA REPSENTATIVE; 2007-CURRENT; 15 HOURS/MONTH; 15 DURING SECURITY TRADING HOURS/MONTH; OPENING ADVISORY ACCOUNTS. 4) J AND D LAND GROUP LLC; NOT INVESTMENT RELATED; 6398 COUNTY ROAD 203 MILLERSBURG OH 44654;BUYING LAND FOR RECREATION AND LONG TERM BUILDING; PARTNER; START DATE: 11/01/2011; 3-5 HOURS PER MONTH (0 HOURS DURING TRADING HOURS); I BEGAN AN LLC WITH FRIEND JERRY WEAVER. J& D LAND GROUP IS SIMPLY AN ENTITY CREATED TO HOLD VACANT LAND 5) DOUBLE DOWN LLC; NOT INVESTMENT RELATED; 6398 CR 203 MILLERSBURG OH 44654; PURCHASE VACANT LOT; OWNER; 05/01/2012; 1 HOUR PER MONTH (0 DURING SECURITY TRADING HOURS); OWN/MAINTAIN VACANT LOT FOR INVESTMENT AND POTENTIAL RESALE; 6) DBS ENERGY; NOT INVESTMENT RELATED; 6398 COUNTY ROAD 203 MILLERSBURG OH 44654; MINERAL RIGHTS; OWNER; START DATE 08/01/2013; HOURS/MONTH 1; HOURS/TRADING 0; HOLDS VARIOUS MINERAL RIGHTS 7). MCSCHLA, LTD; NOT INVESTMENT RELATED; 6398 COUNTY ROAD 203 MILLERSBURG OHIO 44654; REAL ESTATE HOLDINGS;PARTNER WITH NICK MCMILLEN; 12/31/2014-PRESENT; 1 HOURS/MONTH (0 HOUR DURING MARKET HOUR);PARTNERSHIP HAS ONE REAL ESTATE PROPERTY THAT IS RENTED. (8) TDR HOLDINGS, LLC; NOT INVESTMENT RELATED; 6834 COUNTY ROAD 672 MILLERS BURG OH 44654; DEVELOPING REAL ESTATE CURRENTLY PLANNED FOR HOTELS IN SARASOTA FL & BRUNSWICK OH; PARTNER; START DATE 03/01/2017; 3 HOURS/MONTHLY; 3 TRADING/HOURS. MY ROLE IS TO HELP MY PARTNERS WITH FINDING BANKING FINANCIAL FOR THE PROJECTS 9) SBB Community Bank; not investment related; 152 N Wooster Strasburg OH 44680; Bank; Board Member; 11/01/2021; 3 hours/month ( o during security hours); provide guidance and help evaluate risk of loans pending.
CRS (Client Relationship Summary) - RIA
Click below to view David B Schlabach's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 24, 2007 - Present
HUMMEL WEALTH MANAGEMENT, LLC
Office #1: 4585 State Route 39 P O Box 250, Berlin, OH 44610Office #2: 4585 State Route 39, Berlin, OH 44610RIA
CRD#: 143523
BERLIN, OH
Current
March 22, 2012 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 4585 St Rt 39, Berlin, OH 44610RIA
CRD#: 105662
BERLIN, OH
Current
August 10, 1988 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 4585 St Rt 39, Berlin, OH 44610BD
CRD#: 2936
Berlin, OH
Past
November 17, 2006 - December 31, 2007
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
BERLIN, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/11/2011)
RR
Colorado(2/18/2021)
RR
Florida(4/15/2005)
RR
Georgia(6/22/2022)
RR
Illinois(3/28/2024)
RR
Indiana(7/10/2014)
IAR
Indiana(7/13/2020)
RR
Iowa(9/2/2022)
RR
Kansas(5/31/2024)
RR
Kentucky(5/19/2025)
RR
Michigan(5/24/2024)
RR
Missouri(8/24/2012)
RR
Montana(9/28/2011)
RR
New York(6/22/2022)
RR
North Carolina(9/30/2010)
RR
Ohio(8/11/1988)
IAR
Ohio(4/24/2007)
RR
Pennsylvania(4/27/2011)
RR
Texas(6/19/2013)
RR
Virginia(2/22/2008)
RR
Washington(6/10/2014)
RR
West Virginia(9/25/2018)
RR
Wisconsin(6/19/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662Berlin, OH 44610TRUST BUT VERIFY
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