Suzanne Frances Shank-werdlow
Professional Summary
Suzanne Frances Shank-werdlow, who also goes by Suzanne F Shank, Suzanne Frances Shank, Suzanne Frances Shank Burks, Suzanne Frances Shank-burks, is a registered financial advisor currently at SIEBERT WILLIAMS SHANK & CO., LLC located in New York, New York. Suzanne is registered as a RR (Registered Representative) and started their career in finance in 1990. Suzanne has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 50, Series 7, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Suzanne F Shank, Suzanne Frances Shank, Suzanne Frances Shank Burks, Suzanne Frances Shank-Burks
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
SIEBERT CISNEROS SHANK & CO., L.L.C. | SIEBERT, BRANDFORD, SHANK & CO., L.L.C. | SIEBERT WILLLIAMS SHANK | SIEBERT WILLIAMS SHANK & CO., LLC
Contact Information
Main Address
100 Wall Street 18th Floor, New York, NY 10005Mailing Address
100 Wall Street 18th Floor, New York, NY 10005Phone Number
(646) 775-4850Established
Delaware since 03/10/1997Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (50 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHANK WILLIAMS CISNEROS, LLC | OWNER | — |
| CALABRISOTTO, DIANNE NMN | CHIEF COMPLIANCE OFFICER & COO | 1273900 |
| CALABRISOTTO, DIANNE NMN | AML OFFICER | 1273900 |
| CHANDA, ATEESH SINGH | CHIEF LEGAL OFFICER | 6973151 |
| DIAZ, DANIEL | FINANCIAL PRINCIPAL | 2214417 |
| HALL, GARY | CO-PRESIDENT | 4393662 |
| SHANK-WERDLOW, SUZANNE FRANCES | CEO, DIRECTOR OF PARENT | 1860931 |
| THOMPSON, WILLIAM COLRIDGE JR | CHIEF ADMINISTRATIVE OFFICER | 2316101 |
| WARNER, SOBANI MULENGA | CO-PRESIDENT | 1732009 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/16/2005)
(6/24/2008)
(12/2/2011)
(3/29/2000)
(9/14/2005)
(4/2/1999)
(10/18/2000)
(2/7/2005)
(7/30/1997)
(2/10/2000)
(4/17/2000)
(5/4/2000)
(9/8/1997)
(6/30/2000)
(2/18/2000)
(8/5/1997)
(9/14/2005)
(11/19/1997)
(2/7/2005)
(11/21/2005)
(2/7/2005)
(9/14/2005)
(5/4/2000)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Aug 2017About the Series 50 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Suzanne Frances Shank-werdlow's CRS (Customer Relationship Summary).
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