Michael D. Rasmussen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael David Rasmussen, who also goes by Michael David Rasumussen, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1988. Michael had worked at 5 firms and has passed the Series 63, SIE, Series 6, Series 3, Series 7, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2012 - January 10, 2013
ZECCO TRADING, INC.
August 10, 2007 - December 9, 2022
ALLY INVEST SECURITIES LLC
October 30, 1989 - August 4, 2004
CHARLES SCHWAB & CO., INC.
February 25, 1989 - November 1, 1989
UNIFIED FINANCIAL SECURITIES, LLC
July 21, 1988 - August 5, 1988
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 5/20/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ZECCO TRADING, INC.
CRD#: 135398 / SEC#: , 8-66916
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ZECCO HOLDINGS, INC. | OWNER | |
| CHIODO, MICHAEL J | CHIEF FINANCIAL OFFICER, FINOP | 2097132 |
| CHUNG, JOE TSO | CHIEF COMPLIANCE OFFICER AND MSRB PRINCIPAL | 2428230 |
| DUSSEAULT, DAVID STANLEY | VICE PRESIDENT OF CUSTOMER SERVICE & BROKERAGE OPERATIONS | 2819891 |
| HAGEN, RICHARD JOHN JR | PRESIDENT | 2185011 |
| MONTANARO, DONATO ANTHONY JR | CEO | 2259817 |
| PINKSTON, CRAIG WYLIE | DIRECTOR OF OPERATIONS | 2886020 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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