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GS

Gregg Patrick Semprucci

ChFC®, CLU®
DAVINCI CAPITAL MANAGEMENT
CAMBRIDGE, MA
·CRD# 1854392·38 years experience

Professional Summary

Gregg Patrick Semprucci, ChFC®, CLU® is a registered financial advisor currently at DAVINCI CAPITAL MANAGEMENT, INC. located in Cambridge, Massachusetts and CIP CAPITAL MANAGEMENT, LLC located in Cambridge, Massachusetts. Gregg is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Gregg has worked at 4 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 22, Series 6, Series 14,...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

ChFC®
Chartered Financial Consultant
CLU®
Chartered Life Underwriter

Years of Experience

38 years in the financial services industry

Current & Past Employments

DAVINCI CAPITAL MANAGEMENT, INC.·CRD# 46897
RIA
BD
1. 801 Cambridge Street, Cambridge, MA 021412. 801 Cambridge Street, Cambridge, MA 02141
November 7, 2007 - Present
CIP CAPITAL MANAGEMENT, LLC·CRD# 321225
RIA
799 Cambridge Street, Cambridge, MA 02141
January 11, 2023 - Present
DAVINCI CAPITAL MANAGEMENT, INC.·CRD# 46897
RIA
BD
1. 801 Cambridge St., Cambridge, MA 021412. 801 Cambridge Street, Cambridge, MA 02141
November 5, 2007 - Present
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Boston, MA
March 21, 1990 - November 14, 2007
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
August 18, 1988 - March 19, 1990

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Current Firm

DC
DAVINCI CAPITAL MANAGEMENT, INC.

DAVINCI CAPITAL MANAGEMENT INC. | DAVINCI CAPITAL MANAGEMENT, INC.

CRD#: 46897 / SEC#: 801-56514, 8-51580
RIA
Registered Investment Advisory firm - SEC (1/30/2009 Terminated)
Connecticut
Registered Investment Advisory firm - SEC (11/21/2017 Terminated)
Maine
Registered Investment Advisory firm - SEC (11/12/2021 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (12/8/2008 Approved)
New Hampshire
Registered Investment Advisory firm - SEC (6/10/2009 Approved)
New Jersey
Registered Investment Advisory firm - SEC (12/17/2024 Terminated)
Rhode Island
Registered Investment Advisory firm - SEC (11/21/2017 Terminated)
Texas
Registered Investment Advisory firm - SEC (3/29/2024 Conditional Restricted)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

801 Cambridge St., Cambridge, MA 02141

Mailing Address

801 Cambridge St., Cambridge, MA 02141

Phone Number

(617) 354-3222

Established

Delaware since 12/15/1998

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

4

FINRA licenses (13 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
AIRGEAD, LLCHOLDING COMPANY—
MCGOWAN, ROBERT FRANCISAML SUPERVISOR1733686
MCSWEENEY, JAMES JOSEPHPRESIDENT/BRANCH OFFICE SUPERVISOR/EX. REP.1620191
SEMPRUCCI, GREGG PATRICKMUNI PRINCIPAL/CCO1854392
SERRA, CARL ANTHONY IIIFINOP3179039

Regulatory Assets Under Management

Total Number of Accounts

102

AUM (Assets Under Management)

$60,295,000

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

COMPREHENSIVE INSURANCE PROVIDERS GROUP INSURANCE- HEALTH, DENTAL, LIFE, LTC FIXED INSURANCE PRODUCTS NON-SECURITIES RELATED 3/2008, 28 HOURS WEEK (DURING TRADING HOURS) CIP CAPITAL MANAGEMENT LLC REGISTERED INVESTMENT ADVISOR SECURITIES RELATED, APPROX 5 HOURS WEEK DURING TRADING HOURS 06/2022

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(3/10/2010)
RR
Connecticut
(1/7/2022)
RR
Florida
(1/7/2011)
RR
Georgia
(1/2/2025)
RR
Maine
(3/4/2010)
RR
Massachusetts
(11/5/2007)
IAR
Massachusetts
(11/7/2007)
RR
New Hampshire
(11/5/2007)
IAR
New Hampshire
(2/26/2018)
RR
New Jersey
(1/2/2025)
RR
New York
(11/5/2007)
RR
North Carolina
(12/6/2024)
RR
Rhode Island
(1/27/2017)
RR
South Carolina
(1/18/2018)
IAR
Texas
(4/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1988About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Sep 2025About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2005About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed May 1989About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1988About the Series 6 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 53 — Municipal Securities Principal Examination

Passed Oct 2011About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Nov 2010About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Gregg Patrick Semprucci's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Gregg Patrick Semprucci's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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GS
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