Andrea E. Thompson
Professional summary
Andrea Elizabeth Thompson, CFP®, who also goes by Andrea E Bancalari, Andrea Elizabeth Bancalari, Andrea Bancalari, Andrea E Thompson, Andrea E Wasilewski, Andrea Elizabeth Wasilewski, is a registered financial professional currently at TRANSAMERICA INVESTORS SECURITIES, LLC located in Mooresville, North Carolina.
Andrea is registered as a RR (Registered Representative) and started their career in finance in 1988. Andrea has worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 31, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrea Elizabeth Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 2, 2021 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
October 26, 2015 - April 8, 2020
TRANSAMERICA INVESTORS SECURITIES, LLC
April 20, 2012 - June 23, 2015
MCMILL CPA AND ADVISORS
March 22, 2006 - October 24, 2011
SYMMETRY PARTNERS
April 14, 1999 - February 8, 2006
ADVEST, INC.
December 9, 1997 - February 8, 2006
ADVEST, INC.
November 14, 1995 - December 10, 1997
PEOPLE'S SECURITIES, INC.
August 18, 1995 - October 2, 1995
IFMG SECURITIES, INC.
March 22, 1991 - August 24, 1995
WALL STREET ACCESS
September 10, 1990 - March 21, 1991
ROYAL HUTTON SECURITIES CORP.
March 16, 1990 - July 31, 1990
LIGHTHOUSE SECURITIES, LTD.
August 23, 1988 - December 20, 1989
JONATHAN ALAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/2/2021)
Exams
Series 8
Date: 11/5/1993
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
TRANSAMERICA INVESTORS SECURITIES, LLC
CRD#: 32205 / SEC#: , 8-45671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | |
| CALVI, ENNA MARIA | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 2373021 |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
Disclosures
| Regulatory Event | 1 |
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